Investing

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6 big takeaways from Larry Fink's letter to shareholders
MUTUAL FUNDS APR 12, 2019
6 big takeaways from Larry Fink's letter to shareholders

BlackRock's chairman and CEO thinks returns are tougher to find, the retirement crisis looms large and asset managers are far too focused on the short term.

By Greg Iacurci
Two women arrested for defrauding elderly California woman
LIFE INSURANCE AND ANNUITIES APR 12, 2019
Two women arrested for defrauding elderly California woman

Insurance agent Erica Salda and financial adviser Wendy Foster sold the victim 25 annuities over 10 years.

By Ryan W. Neal
SEC cracks down on ETF names that could be misleading
ETFS APR 12, 2019
SEC cracks down on ETF names that could be misleading

More than a third of thematic exchange-traded funds that started last year tweaked their names during the regulator's approval process.

By Bloomberg
Who benefits the most from non-transparent ETFs?
MUTUAL FUNDS APR 12, 2019
Who benefits the most from non-transparent ETFs?

Look past the opaqueness of the portfolio and think of them as better than mutual funds.

By Jeff Benjamin
Betterment adds Dimensional Fund Advisors to its adviser robo
FINTECH APR 11, 2019
Betterment adds Dimensional Fund Advisors to its adviser robo

Advisers will still need to get DFA's approval to access its mutual funds.

By Ryan W. Neal
You won't believe how some advisers are hedging market risk
RIA NEWS APR 11, 2019
You won't believe how some advisers are hedging market risk

As the risk of a recession and market pullback mounts, some advisers taking risk completely off the table.

By Jeff Benjamin
BlackRock wages secret fee war for junk-debt ETF investors
ETFS APR 09, 2019
BlackRock wages secret fee war for junk-debt ETF investors

State Street and DWS Group have also quietly cut fees on high-yield bond ETFs.

By Bloomberg
Clayton wants retirement investors to have more access to private funds
ALTERNATIVES APR 09, 2019
Clayton wants retirement investors to have more access to private funds

SEC chairman indicates desire to modify accredited investor standard.

By Mark Schoeff Jr.
ETF that doesn't reveal its assets poised to get SEC OK
ETFS APR 09, 2019
ETF that doesn't reveal its assets poised to get SEC OK

Precidian Funds has been waiting four years for the agency's approval

By Bloomberg
Envestnet adds loan facility to platform
FINTECH APR 09, 2019
Envestnet adds loan facility to platform

'Credit Exchange' will enable advisers to offer pre-qualified loans to clients.

By Bloomberg
Commonwealth case against Ohio National should be arbitrated, court rules
LIFE INSURANCE AND ANNUITIES APR 08, 2019
Commonwealth case against Ohio National should be arbitrated, court rules

Broker-dealer's claim involves insurer's decision to stop paying trail commissions.

By Mark Schoeff Jr.
FAANGs' $800 billion rally has retail investors calling it quits
EQUITIES APR 08, 2019
FAANGs' $800 billion rally has retail investors calling it quits

As Mom and Pop abandon the big tech companies, many are buying cannabis companies.

By Bloomberg
Consider the alternative
ALTERNATIVES APR 08, 2019
Consider the alternative

Why alternative investments have a place in your clients' portfolios.

By Aaron Hodari
Indexed annuity sales projected to grow nearly 40% by 2023
LIFE INSURANCE AND ANNUITIES APR 05, 2019
Indexed annuity sales projected to grow nearly 40% by 2023

Continued market volatility and rising interest rates will push fixed annuities to new highs, Limra estimates.

By Greg Iacurci
Finra fines former LPL rep $5,000 over viatical sale
LIFE INSURANCE AND ANNUITIES APR 05, 2019
Finra fines former LPL rep $5,000 over viatical sale

LPL terminated Scott Klor in 2017 for violating firm policies.

By InvestmentNews
Factor investing gets a reboot as ebbing demand bites at ETFs
ETFS APR 05, 2019
Factor investing gets a reboot as ebbing demand bites at ETFs

ETF providers are trying to woo investors with all-in-one funds that pull together several factors.

By Bloomberg
Morningstar improving bond fund data reporting
MUTUAL FUNDS APR 04, 2019
Morningstar improving bond fund data reporting

The change could impact how advisers construct fixed-income portfolios for clients.

By Greg Iacurci
Active managers stumble in March after hot start to 2019
MUTUAL FUNDS APR 03, 2019
Active managers stumble in March after hot start to 2019

Their poor showing threatens to choke off the opportunity for active management to reassert itself after the market's meltdown late last year.

By Bloomberg
Alternative strategies earn their keep over six months of market extremes
RIA NEWS APR 03, 2019
Alternative strategies earn their keep over six months of market extremes

The key is looking beyond the broad category averages to focus on portfolio managers and the investment process

By Jeff Benjamin
Looking beyond the S&P 500: Time to refresh portfolios, benchmarks
EQUITIES APR 03, 2019
Looking beyond the S&P 500: Time to refresh portfolios, benchmarks

Investors should broaden their focus beyond large caps, and advisers should ensure that their clients benchmark their portfolios correctly.

By James Macey