Funds would be required to report holdings quarterly if they have at least $3.5 billion of equities, up from the current threshold of $100 million
While not exactly novel, the legislation is a sound first step toward getting Main Street investors the tools they need
The new normal is reigniting conversations around the potential for alternative investments to add diversity and hedge risk
Large investors are giving up liquidity and tighter spreads for lower fees
Democratic legislators want the agency to collect data on the impact of promoting unregistered securities
Prospecting is now more difficult, and advisers said they are less effective at selling products, a report from Limra and others shows
The unique new exchange-traded fund wrapper is slowly gaining steam
The new fund is designed to fill a gap in the growing ESG market
Paychex, Astellas and Aon were recently sued, and the $12.4 million settlement in a Northrop Grumman suit has been held up
Such funds have captured most of the market’s downside in recent years, but very little of the upside
Tabula Investment Management launched an exchange-traded fund that lets investors bet against high-yield debt issued by North American companies
The firm is now providing access to investment management, insurance brokerage and other services
Market volatility triggered selling by the types of active traders who use BlackRock's iShares funds
GPB Capital and related businesses get between $3 million and $7 million in Paycheck Protection Program loans
The Treasury would build a national account-tracking system, under bipartisan legislation co-sponsored by Sen. Elizabeth Warren
More than $2.6 billion flowed out of high-yield bond ETFs last week, along with $5.6 billion that left high-yield mutual funds
The traditional mutual fund provider plans to launch four semitransparent ETFs this month
Earnings estimates for Q2 are speculative after 80% of companies failed to provide guidance over the last three months
Accommodative central bank policies should provide a boost to equities markets worldwide, analysts say
COVID-19 has highlighted the necessity of planning for care in old age, and advisers are increasingly recommending 'hybrid' annuity or life insurance products
