Firm also censured for failure to supervise share class recommendations.
It's rare but blue chip stocks do cut dividends, and it can be a while before indexed funds can drop them from their portfolios.
Vereit, formerly American Realty Capital Properties Inc., is selling Cole Capital as it exits the nontraded REIT business.
Calpers may double its bond allocation to reduce risk and volatility as the bull market approaches nine years.
Whistleblowers cited in Times article say the pension giant pressured reps to push expensive managed accounts.
DoubleLine Capital co-founder takes to Twitter to express his validation as FAANGs fall.
Firm failed to set up systems and adequately supervise representatives, regulator says.
Bipartisan lawmakers seek to expand the pool of people who qualify to invest in private securities offerings, boost the lending capability of BDCs and ease regulations on closed-end funds.
Putting clients in expensive share classes instead of lower-cost ones hurts investors, chairman says.
The number of ESG funds has increased sharply over the past few years, and interest is growing among advisers.
The hedge fund paid a more than $1 million settlement to a woman who had a relationship with the top exec, according to Wall Street Journal report.
The ex-CEO's firm, Matrix Private Capital Group, is opening offices in Los Angeles and Palm Beach, Fla.
Intuitive Investor platform requires at least $10,000 in assets and has a 50-basis-point fee.
Market-driven gains and active-fund outflows mean high distributions.
The funds that have fared the worst since the low in interest rates have been those with the longest duration.
A Treasury proposal seeks to amend rules for plan sponsors to help them assess the long-term viability of insurance companies.
Firm settles charges that it failed to provide less expensive share classes.
Some are useful to a subset of investors with a long-term horizon; not to everyone.
Expect stability and income, not a double-digit return on client portfolios.
At a time when most commodities funds are sucking wind, lumber prices have soared
