Shares of LPL, Raymond James and Ameriprise are among those outperforming their benchmark, while Oppenheimer Holdings is down by double digits.
Vanguard is in second place, with all other competitors falling far behind.
Parts of the rule not subject to a contract requirement don't offer investors an avenue to recover losses if they receive bad advice.
Small-cap, mid-cap and value funds have lagged the S&P 500.
And millennials' love of ETFs continues to grow
Forty-seven percent of all of U.S. jobs could be eliminated.
If you're not afraid of a little risk (okay, a lot of risk), markets in places like Kazakhstan, Zimbabwe and Ghana are on a tear
More startups in pipeline, spurred by potent lure of big financial payouts.
She is also expected to set the agenda for ETFs, an area in which she has expertise from her previous time at the SEC.
New entrants dominate Morningstar ETF conference.
The outspoken critic of passive investing plans to make his fund actively managed.
Advisers who moved to other broker-dealers after MetLife sold to Massachusetts Mutual are seeing trailing commissions cut on VA and fixed annuity contracts.
During her tenure at William Blair, the firm saw its assets grow to $65 billion from $2.3 billion.
HSBC Holdings report reveals bonds that finance environmental projects offer greater value to investors.
After a long stretch of calm, market-watchers brace for 'bumpy' ride.
Many of the cases concentrate on subadvisor fees.
Developing nations' equities poised for their best year since 2009
Will cheaper prices entice buyers or will summer's slump continue?
