The DOL rule that requires acting in clients' best interests will apply to these accounts.
Will continue to sell Vanguard's ETFs; says culling aims to reduce 'less popular' funds.
Retirement plans and charitable organizations were sold higher-cost share classes though they were eligible for lower-cost shares.
12 more funds swam with the fishes last month.
Move could signal a more lenient Securities and Exchange Commission in its approach to regulation.
Firm hires Katherine Collins to lead sustainable investing team
A third-party review found that 200 clients from the New England state bought nontraded REITs that violated LPL's guidelines and are eligible for an average of $40,000 apiece.
Women, minorities still run a small percentage of firms
A similar measure is awaiting action on the Senate floor, where it is expected to pass.
Summit Equities sold 1,037 individual variable annuity contracts to its customers during the time period cited by Finra.
Instead of active or passive investing, advisers embrace a mix of both.
Experts take sides on whether a fund-tracker should also launch its own mutual funds.
Mr. Block faces charges of conspiracy to commit securities fraud, securities fraud and making false filings with the Securities and Exchange Commission.
Funds are being rolled out that capitalize on infrastructure spending, tax reform and conservative causes.
Famed Vanguard founder says venturing outside the US involves unnecessary exposure to currency risk, economic risk and societal instability risk.
Many funds with these strategies bested their indexes in the past year.
With domestic stock valuations high, investing overseas could finally pay off.
