Investing

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EQUITIES AUG 15, 2014
BofA settlement comes back to bite homeowners

On today's <i>Breakfast with Benjamin</i> menu: BofA settlement bites homeowners. Plus: Warren Buffett feels compliance pain; a mortgage shop tries financial advice; fewer stocks participating in the bull market run; and stocks that could benefit from the ALS ice-bucket challenge.

By Jeff Benjamin
EQUITIES AUG 15, 2014
Barclays rains on the equity market parade

<i>Breakfast with Benjamin:</i> Barclays warns on stocks. Plus: Gold finds some safe-haven love; how the Fed is off target; Argentina uses social media to attack creditors; Nasdaq's version of d&eacute;j&agrave; vu; and what people buy when money is no object.

By Jeff Benjamin
EQUITIES AUG 15, 2014
Fed watchers are spinning over Janet Yellen's mixed messages

<i>Breakfast with Benjamin</i> brings you up to speed on reactions to Janet Yellen's mixed messages on the U.S. job market, gold's surge, and Russian mutual funds' fall.

By Jeff Benjamin
FIXED INCOME AUG 15, 2014
High-yield sell-off sending out mixed messages to market

Does steep drop in assets signal an entry point or a correction?

By Jeff Benjamin
RETIREMENT PLANNING AUG 15, 2014
REITs, RIA regulation, retirement planning and risk grab advisers' attention

<i>InvestmentNews</i>' four must-read stories of the week cover this ecclectic set of 'R' subjects.

By Andrew Leigh
ETFS AUG 15, 2014
BlackRock says it's making inroads with wirehouses and RIAs

BlackRock, fielding question on rival Vanguard, says it's best suited to educate the market about the power of ETFs.

By Trevor Hunnicutt
EQUITIES AUG 15, 2014
Time is ripe for unconstrained bond funds

Advisers warned to do their homework, however, as funds can be complicated.

By Bloomberg
FIXED INCOME AUG 14, 2014
Likely default of Puerto Rican utility haunts brokers, muni fund managers

One in four muni bond funds hold at least some debt by an agency the island's government says will default on loans.

By Trevor Hunnicutt
MUTUAL FUNDS AUG 14, 2014
BlackRock fights lawsuit claiming 'excessive fees'

Judge poised to rule on whether a trial can proceed on claims the company violated its fiduciary obligations.

By Trevor Hunnicutt
EQUITIES AUG 14, 2014
As markets teeter, a new way to protect client investment gains

Portfolio protection that also provides constant market exposure.

By Robbie Cannon
LIFE INSURANCE AND ANNUITIES AUG 13, 2014
Variable annuity scam architect settles with SEC, admits to wrongdoing

As part of an SEC settlement, ex-broker admitted to running an $80 million scheme that profited from the deaths of terminally ill patients.

By Darla Mercado
EQUITIES AUG 12, 2014
What last week's junk bond selloff means for stocks

Today's <i>Breakfast with Benjamin</i> looks at the impact of the junk bond selloff, Morningstar's approach to nontraditional bond funds, how higher rates will ripple across the economy, and much more.

By Jeff Benjamin
EQUITIES AUG 12, 2014
Jeffrey Gundlach's bold bet on interest rates is paying off

DoubleLine Total Return Bond Fund gains assets on unconventional strategy; competitors falter.

By Bloomberg
ALTERNATIVES AUG 12, 2014
Multialternative mutual funds gain in popularity

But funds are built differently and due diligence is critical.

By Jeff Benjamin
ALTERNATIVES AUG 12, 2014
Schorsch's RCS Capital moves into crowdfunding

With acquisition of Trupoly portal, RCS will run the 'We R Crowdfunding' investment platform.

By Joyce Hanson
ALTERNATIVES AUG 11, 2014
Northstar Realty pays $4B for nontraded REIT

In another liquidity event, Griffin-American Healthcare REIT II Inc. agrees to deal that includes stock, cash and debt.

By Bruce Kelly
INDEPENDENT BROKER DEALERS AUG 11, 2014
For fund managers, high-yield pullback comes with liquidity risks

Lower broker-dealer bond inventories and growing use of high-yield funds could test markets, increase price swings.

By Trevor Hunnicutt
INDEPENDENT BROKER DEALERS AUG 11, 2014
Ladenburg Thalmann acquires insurance brokerage

By Bloomberg
RETIREMENT PLANNING AUG 11, 2014
Surrender fees haunt legacy 403(b) plans

As employers move to lower-cost retirement options, some plans charge as much as 8% to switch.

By Darla Mercado
EMERGING MARKETS AUG 11, 2014
Equity ETF investors kept the pedal to the metal in the second quarter

By Tom Roseen