Investing

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RETIREMENT PLANNING DEC 10, 2013
Web traffic slows access to health insurance exchanges

Open-enrollment for new state and federal insurance has begun, but many sites have long-loading times

By Darla Mercado
MUTUAL FUNDS DEC 10, 2013
Fidelity, Schwab, other big firms call for money fund reform rethink

Seek redefinition of 'retail,' exclusion of tax-exempt funds.

By Mark Schoeff Jr.
EQUITIES DEC 08, 2013
Paranormal markets: A stocks paradox

Considering hiring and employment reports, what's bad for the economy can be good for equities.

By Jeff Rosenberg
ETFS DEC 06, 2013
iShares plans interest-rate-hedged ETFs

For investors worried about rising interest rates, the new vehicles could be useful.

By MDURISIN
EQUITIES DEC 06, 2013
'Tis the year without volatility

Investors have enjoyed an epic rally this year with little volatility, thanks at least in part to all the cash the Fed is pumping into the system. But advisers should be prepping clients now to get ready for some choppiness ahead. Jason Kephart reports.

By JKEPHART
FIXED INCOME DEC 06, 2013
UBS pegs Puerto Rican bet at $41 million

Brokerage unit posts third quarter trading decline but still delivers pretax profit.

By Trevor Hunnicutt
EQUITIES DEC 05, 2013
Former Fed chief Greenspan sees no bubble in Dow 16,000

He of 'irrational exuberance' fame says economic constraints keeping market in check.

By Gregory Crawford
ALTERNATIVES DEC 05, 2013
Having the alternatives talk with clients

Advisers share their tips on how to broach the subject of new asset classes and strategies

By JKEPHART
FIXED INCOME DEC 05, 2013
SEC OKs rule requiring muni advisers to register

Oversight of $3.7T market comes from Dodd-Frank, includes some exemptions.

By Mark Schoeff Jr.
MUTUAL FUNDS DEC 05, 2013
Unfinished business: Money fund reform lurks in wake of financial crisis

Former SEC head says,“There is no investment product that is risk-free,” even after the financial meltdown

By Matt Ackermann
INDEPENDENT BROKER DEALERS DEC 05, 2013
Cogent: Two-thirds of industry compensation to be fee-based by 2015

In a bad omen for the mutual fund industry, the shift toward fee-based compensation is expected to accelerate over the next two years, a new report finds. Who's pushing the trend?

By JKEPHART
ALTERNATIVES DEC 04, 2013
BofA settles municipal derivatives-rigging claims

Deal is on top of $62.5 million the bank contributed to settlement fund.

By Gregory Crawford
RETIREMENT PLANNING DEC 04, 2013
Higher rates can blunt long-term-care errors, Genworth CEO says

The largest seller of long-term-care coverage is counting on periodic rate increases of 2% to 4% to maintain profit targets.

By Matt Ackermann
EQUITIES DEC 04, 2013
Look out below: T. Rowe Price warns of correction in the New Year

Today's Breakfast with Benjamin: T. Rowe Price warns of correction, Deutsche Bank bans chat rooms, the first-ever hedge fund ad debuts, big banks sweating over the looming Volcker rule, and EU Commission levies heavy fine for rate rigging.

By Jeff Benjamin
ETFS DEC 04, 2013
Fidelity late but not too late with new ETFs

Mutual fund giant Fidelity Investments is set to launch a series of exchange-traded funds, the firm's first in 10 years. Is it too little, too late? Advisers say no, but they're not overly excited, either.

By By Megan Durisin
EQUITIES DEC 03, 2013
Getting into the market on the cheap

Today's Breakfast with Benjamin includes: Facing the reality of capital gains, Hilton IPO sheds light on hotel stocks, hedge funds go long-only, and the Brits outshop Americans.

By Jeff Benjamin
EQUITIES DEC 03, 2013
Grab your gains and hold on tight – at least till New Year's

With the S&P 500 up more than 29% from the start of the year, on the heels of a 15% gain last year, it is a safe bet that there are plenty of taxable gains sitting inside client portfolios. But even if you feel the market is getting rich, it might be worth waiting until after Jan. 1 to cash out.

By Jeff Benjamin
MUTUAL FUNDS DEC 03, 2013
Morgan Stanley's Lynch pays premium for growth

By Bloomberg
EQUITIES DEC 03, 2013
Economic underpinnings strengthen as stocks climb

Nuveen's chief equity strategist Bob Doll says economic underpinnings, including revenue growth, are strengthening as stock prices continue to climb. And valuations? Not insane.

By Bob Doll
MUTUAL FUNDS DEC 03, 2013
$247B Pimco Total Return knocked off its perch as biggest mutual fund

Thanks to the stock market rally, among other things, the $287 billion Vanguard Total Stock Market Index Fund has surpassed the $247 billion Bill Gross' Pimco Total Return Fund as the largest mutual fund. At least for now.

By JKEPHART