Client defections continue, with $128B yanked from funds in two years; firm ranked last in brand loyalty survey
Lee Beck will manage relationships with wirehouse, B-D and insurance broker wealth management firms
Sellers may switch to fee-based model and wealthier clients, leaving average investors in the dust
SEC eyes requiring such funds to establish 'NAV buffer'; idea would trump ICI's plan for liquidity bank
As the crisis in Japan continues to unfold, some worried U.S. investors have turned to their financial advisers for reassurance that the market won't suffer a 2008-like decline
Money managers are divided on whether the tragedy in Japan marks the end of the global bull run — or the start of a new buying opportunity
Probably not, although when paired with other recent disasters, carriers' pain could be chronic
The Philadelphia-based Delaware Management reeled in three awards at the Lipper Fund Awards ceremony on Wednesday night. Other winners included MFS, Pimco, and Loomis Sayles. <a href=http://www.investmentnews.com/article/20110324/CHART02/110329983>(See the full list of funds that took home trophies.)</a>
Southwest Securities Inc. will pay $500,000 to resolve Financial Industry Regulatory Authority Inc. claims that the firm violated Municipal Securities Rulemaking Board rules by using paid consultants to solicit business
Money managers' interest in international markets wilting as U.S. growth take center stage
Investors not bullish on Japan, but pour record amount of money into Nikkei anyway; 'oversold'
Markets like Taiwan offer under-the-radar investment opportunities
American workers' confidence in having enough money for a comfortable retirement dropped to its lowest level in more than 20 years, and an increasing number of employees now plan to work past 65
The move more than likely signals a shift from accumulation -- but without insurance lock-ins
Pacific Investment Management Co. hasn't seen redemptions from Asia investors following last week's earthquake in Japan, Chief Executive Officer Mohamed El-Erian said.
Firm's International Fund has 23% of assets in Japan; 'high-quality companies'
S&P's move will raise borrowing costs for world's most-indebted industrialized nation; 'fire is lit'
Southwest Securities Inc., the Dallas-based brokerage fined this month over payments to municipal-bond advisers, will pay $650,000 to resolve claims over improper short sales that caused a $6.3 million loss for the firm.
A congressional leader sees a key role for investment advisers in his vision for reform of the retirement system
