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Citi takes significant step in revolutionizing the global bond market
FIXED INCOME SEP 18, 2023
Citi takes significant step in revolutionizing the global bond market

Wall Street firm says it is investing in the future of digital financial market infrastructure.

By Steve Randall
2024 to be a tough one for equities, says Morgan Stanley
EQUITIES SEP 18, 2023
2024 to be a tough one for equities, says Morgan Stanley

Bearish strategist Michael Wilson sees challenging times ahead for riak assets.

By Bloomberg
Advisors pile into Treasuries, leaving muni bonds behind
FIXED INCOME SEP 15, 2023
Advisors pile into Treasuries, leaving muni bonds behind

With Treasury yields so elevated, it’s easy to understand why financial advisors are funneling excess client money into good old government bonds.

By Gregg Greenberg
Single stock and covered call come together in ETF line
ETFS SEP 14, 2023
Single stock and covered call come together in ETF line

Advisors reflect on effectiveness of 'volatility buffer' covered-call ETFs, with few single-stock versions available.

By Emile Hallez
Alts platform CAIS keeps building
RIAS SEP 14, 2023
Alts platform CAIS keeps building

Since its launch in 2009, CAIS has facilitated over $25 billion in transactions involving financial advisors.

By Bruce Kelly
Tom Berthel steps down as CEO of Berthel Fisher B-Ds, remains at holding company
RIAS SEP 14, 2023
Tom Berthel steps down as CEO of Berthel Fisher B-Ds, remains at holding company

Berthel Fisher has been known to sell a variety of alternative investments, which at times can be expensive and volatile.

By Bruce Kelly
Only one of the world's biggest firms of 2000 is still in the top 10 today
EQUITIES SEP 14, 2023
Only one of the world's biggest firms of 2000 is still in the top 10 today

What were the biggest companies in the world by market cap in 2000 and 1980?

By Steve Randall
Former US vice president slams banks for oil profits
ESG SEP 14, 2023
Former US vice president slams banks for oil profits

Al Gore says they are incentivized to keep lending to fossil fuel industry.

By Bloomberg
New leader of state regulators places emphasis on 'risky' digital assets
ALTERNATIVES SEP 13, 2023
New leader of state regulators places emphasis on 'risky' digital assets

Hodgepodge of different regulations needs addressing, says securities lawyer.

By Mark Schoeff Jr.
Love it or hate it, climate reporting may be inevitable
OPINION SEP 13, 2023
Love it or hate it, climate reporting may be inevitable

Legislation in California that will likely become law goes much farther than an SEC proposal on emissions reporting for public companies.

By Emile Hallez
Amplify ETFs launches cash-flow fund on the Nasdaq
MUTUAL FUNDS SEP 13, 2023
Amplify ETFs launches cash-flow fund on the Nasdaq

The fund will invest in US companies with high free cash flow yield and dividend growth.

By Steve Randall
SEC Chair Gensler fires back at GOP critics
FINTECH SEP 12, 2023
SEC Chair Gensler fires back at GOP critics

Leader accused of proposing regulations that are ‘sowing discord and confusion.'

By Mark Schoeff Jr.
SEC hits YieldStreet with $1.9M penalty linked to shipping investment
ALTERNATIVES SEP 12, 2023
SEC hits YieldStreet with $1.9M penalty linked to shipping investment

YieldStreet failed to disclose heightened risk, according to the SEC.

By Bruce Kelly
California gets ahead of SEC in forcing firms’ carbon disclosure
ESG SEP 12, 2023
California gets ahead of SEC in forcing firms’ carbon disclosure

Golden State’s proposal will force corporations to make carbon emissions public.

By Bloomberg
Alts allocations by LPs to rise along with use of AI, survey reveals
ALTERNATIVES SEP 11, 2023
Alts allocations by LPs to rise along with use of AI, survey reveals

Limited partners and asset allocators appear wary of more volatile asset classes.

By Steve Randall
Advisors fear slow growth, see value in high-quality bonds: PGIM study
FIXED INCOME SEP 08, 2023
Advisors fear slow growth, see value in high-quality bonds: PGIM study

Treasuries rank as the most attractive fixed-income sector but advisor urges clients to diversify should economic environment suddenly change.

By Gregg Greenberg
After fee fight, latest Schorsch REIT merger OK'd
ALTERNATIVES SEP 08, 2023
After fee fight, latest Schorsch REIT merger OK'd

'We maintain our view that this represents an overly generous payment to the manager,' Institutional Shareholder Services says of the fee resulting from the deal.

By Bruce Kelly
ETF inflows were $137B in Q2, but what's next for the industry?
ETFS SEP 08, 2023
ETF inflows were $137B in Q2, but what's next for the industry?

Vanguard says investors are returning to risk assets.

By Steve Randall
21Shares and Ark file for first US spot ether ETF
ALTERNATIVES SEP 07, 2023
21Shares and Ark file for first US spot ether ETF

The filing comes as the race to win approval for the first US spot bitcoin fund intensifies.

By Bloomberg
Madison Investments launches another fund to round out ETF suite
MUTUAL FUNDS SEP 07, 2023
Madison Investments launches another fund to round out ETF suite

The firm has now launched four ETFs in the past month.

By Steve Randall