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Celebrity investors have outperformed the average S&P 500 returns for 20 years
ALTERNATIVES OCT 03, 2023
Celebrity investors have outperformed the average S&P 500 returns for 20 years

The top performing A-lister has seen triple-digit returns on their net worth.

By Steve Randall
Treasury sell-off may reflect fears over rising US deficit
FIXED INCOME OCT 03, 2023
Treasury sell-off may reflect fears over rising US deficit

Benchmark US yields jumped to the highest levels in 16 years Monday.

By Bloomberg
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading
ALTERNATIVES OCT 02, 2023
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading

Galvin cites Fidelity's “half-hearted and lackadaisical attitude” on approving clients to trade risky securities.

By Bruce Kelly
US tech stocks rally ahead, says Goldman
EQUITIES OCT 02, 2023
US tech stocks rally ahead, says Goldman

Earnings-driven gains predicted by Wall Street analysts.

By Bloomberg
Why emerging markets are not the place to be right now
EMERGING MARKETS OCT 02, 2023
Why emerging markets are not the place to be right now

Bullish sentiment of early 2023 has faded among many analysts.

By Bloomberg
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod
ALTERNATIVES SEP 29, 2023
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod

But advisors who want crypto ETFs are waiting for spot products, observers say.

By Emile Hallez
Investors should ‘warm up’ to funds of funds, Opto says
ALTERNATIVES SEP 29, 2023
Investors should ‘warm up’ to funds of funds, Opto says

Many investors may shy away from such funds because of their fees.

By Josh Welsh
Advisors finally being forced to reckon with client cash
MUTUAL FUNDS SEP 29, 2023
Advisors finally being forced to reckon with client cash

Cash has clout again and suddenly financial advisors have real decisions to make about the excess funds in their client accounts.

By Gregg Greenberg
Bitcoin ETF review delayed again by SEC
ALTERNATIVES SEP 29, 2023
Bitcoin ETF review delayed again by SEC

The regulator has paused decisions ahead of a government shutdown.

By Bloomberg
Broker who sold GWG bonds faces deluge of investor complaints
ALTERNATIVES SEP 28, 2023
Broker who sold GWG bonds faces deluge of investor complaints

'I intend to vigorously defend myself against these claims,' broker Tony Barouti states.

By Bruce Kelly
Corporate bonds swing into loss amid hawkish Fed
FIXED INCOME SEP 28, 2023
Corporate bonds swing into loss amid hawkish Fed

Optimism has been shattered by the tougher stance taken by the central bank.

By Bloomberg
Franklin Templeton expects more debt defaults from junk firms
FIXED INCOME SEP 28, 2023
Franklin Templeton expects more debt defaults from junk firms

Asset manager sees greater risk in high-yield, but says it’s generally good risk.

By Bloomberg
US stock sell-off may intensify, Goldman Sachs warns
EQUITIES SEP 28, 2023
US stock sell-off may intensify, Goldman Sachs warns

MD Scott Robner says it's a "no rules market" but expects year-end rally.

By Bloomberg
Why government shutdown risk is good news for the greenback
FIXED INCOME SEP 26, 2023
Why government shutdown risk is good news for the greenback

US dollar is gaining strength and some analysts expect it to go further.

By Bloomberg
Curb biodiversity losses, $24T investors urge global firms
ESG SEP 26, 2023
Curb biodiversity losses, $24T investors urge global firms

100 companies are in the sights of powerful alliance of investors.

By Bloomberg
All Schwab’s bond ETFs now cost just 3 basis points
MUTUAL FUNDS SEP 25, 2023
All Schwab’s bond ETFs now cost just 3 basis points

The company is cutting fees on two fixed-income exchange-traded funds.

By Bloomberg
The DOL's ESG rule survived in court. Does it matter?
OPINION SEP 25, 2023
The DOL's ESG rule survived in court. Does it matter?

It could take a while for ESG to become more widely available in 401(k)s, even if the political focus on it dies down.

By Emile Hallez
Debt levels, economic concerns forcing Americans to make tough choices
PRACTICE MANAGEMENT SEP 25, 2023
Debt levels, economic concerns forcing Americans to make tough choices

A Thrivent survey finds 53% of respondents would take a job working harder and longer hours to make and save more over making less money, but having more free time to do what they love.

By Gregg Greenberg
SEC fines Deutsche Bank subsidiary $19M for not keeping ESG promises
PRACTICE MANAGEMENT SEP 25, 2023
SEC fines Deutsche Bank subsidiary $19M for not keeping ESG promises

'The industry deserves to have the scrutiny that’s being placed on it,' says Ethan Powell, founder and CEO of Impact Shares.

By Mark Schoeff Jr.
Vanguard plans first new actively managed ETFs in two years
MUTUAL FUNDS SEP 25, 2023
Vanguard plans first new actively managed ETFs in two years

Both new products would focus on the fixed-income market.

By Bloomberg