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New leader of state regulators places emphasis on 'risky' digital assets
ALTERNATIVES SEP 13, 2023
New leader of state regulators places emphasis on 'risky' digital assets

Hodgepodge of different regulations needs addressing, says securities lawyer.

By Mark Schoeff Jr.
Amplify ETFs launches cash-flow fund on the Nasdaq
MUTUAL FUNDS SEP 13, 2023
Amplify ETFs launches cash-flow fund on the Nasdaq

The fund will invest in US companies with high free cash flow yield and dividend growth.

By Steve Randall
SEC Chair Gensler fires back at GOP critics
FINTECH SEP 12, 2023
SEC Chair Gensler fires back at GOP critics

Leader accused of proposing regulations that are ‘sowing discord and confusion.'

By Mark Schoeff Jr.
SEC hits YieldStreet with $1.9M penalty linked to shipping investment
ALTERNATIVES SEP 12, 2023
SEC hits YieldStreet with $1.9M penalty linked to shipping investment

YieldStreet failed to disclose heightened risk, according to the SEC.

By Bruce Kelly
Does low knowledge of annuities help explain low adoption among advisors?
OPINION SEP 12, 2023
Does low knowledge of annuities help explain low adoption among advisors?

As advisors' knowledge about annuities increases, so does their perception of these products.

By David Blanchett
Draining the pool of confusion surrounding long-term care insurance
RETIREMENT PLANNING SEP 11, 2023
Draining the pool of confusion surrounding long-term care insurance

Throwing out life rafts: Advisors explain how they're addressing the knowledge gap and helping people face up to their own mortality.

By Gregg Greenberg
Alts allocations by LPs to rise along with use of AI, survey reveals
ALTERNATIVES SEP 11, 2023
Alts allocations by LPs to rise along with use of AI, survey reveals

Limited partners and asset allocators appear wary of more volatile asset classes.

By Steve Randall
Advisors fear slow growth, see value in high-quality bonds: PGIM study
FIXED INCOME SEP 08, 2023
Advisors fear slow growth, see value in high-quality bonds: PGIM study

Treasuries rank as the most attractive fixed-income sector but advisor urges clients to diversify should economic environment suddenly change.

By Gregg Greenberg
After fee fight, latest Schorsch REIT merger OK'd
ALTERNATIVES SEP 08, 2023
After fee fight, latest Schorsch REIT merger OK'd

'We maintain our view that this represents an overly generous payment to the manager,' Institutional Shareholder Services says of the fee resulting from the deal.

By Bruce Kelly
ETF inflows were $137B in Q2, but what's next for the industry?
ETFS SEP 08, 2023
ETF inflows were $137B in Q2, but what's next for the industry?

Vanguard says investors are returning to risk assets.

By Steve Randall
21Shares and Ark file for first US spot ether ETF
ALTERNATIVES SEP 07, 2023
21Shares and Ark file for first US spot ether ETF

The filing comes as the race to win approval for the first US spot bitcoin fund intensifies.

By Bloomberg
Madison Investments launches another fund to round out ETF suite
MUTUAL FUNDS SEP 07, 2023
Madison Investments launches another fund to round out ETF suite

The firm has now launched four ETFs in the past month.

By Steve Randall
Lincoln team managing $800M moves to LPL Financial
INDEPENDENT BROKER DEALERS SEP 06, 2023
Lincoln team managing $800M moves to LPL Financial

Arizona-based Validus Financial Associates is led by Ryan Kidd and Aaron Montez.

By Josh Welsh
ETF shop that shorts Cramer has sights on anti-ESG
ETFS SEP 06, 2023
ETF shop that shorts Cramer has sights on anti-ESG

Tuttle Capital filed with the SEC for two products, one that would short socially conscious companies and another that would invest in gunmakers.

By Emile Hallez
Focus Financial Partners eyes new growth as $7B take-private completes
RIA NEWS SEP 05, 2023
Focus Financial Partners eyes new growth as $7B take-private completes

The firm has been acquired by Clayton Dubilier & Rice and Stone Point Capital affiliated funds.

By Steve Randall
Funds sell China stocks for lowest position in 11 months
EMERGING MARKETS SEP 05, 2023
Funds sell China stocks for lowest position in 11 months

Investors unimpressed by Beijing's stimulus measures.

By Bloomberg
Morgan Stanley's Wilson warns of pain ahead for equities
EQUITIES SEP 05, 2023
Morgan Stanley's Wilson warns of pain ahead for equities

The bearish analyst says there is too much market optimism currently.

By Bloomberg
Crypto market facing post-FTX wake-up call
ALTERNATIVES SEP 05, 2023
Crypto market facing post-FTX wake-up call

Market making profitability has slumped 30%

By Bloomberg
Hedge funds, private equity sue SEC over fee disclosure rule
ALTERNATIVES SEP 01, 2023
Hedge funds, private equity sue SEC over fee disclosure rule

Trade groups argue the SEC went too far when it rolled out rules mandating disclosures and barring firms from doing sweetheart deals with some investors.

By Bloomberg
One step forward, one step back for use of crypto in retirement accounts
RETIREMENT PLANNING SEP 01, 2023
One step forward, one step back for use of crypto in retirement accounts

'Crypto is on a journey from a niche asset class to a mainstream asset class,' says an advisor.

By Mark Schoeff Jr.