Investing

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ETFs are gaining popularity among fee-conscious advisors
MUTUAL FUNDS AUG 23, 2023
ETFs are gaining popularity among fee-conscious advisors

Report from Escalent reveals more than 9 in 10 advisors sell both ETFs and mutual funds.

By Steve Randall
Funds ditch $11B of China's blue-chip stocks in 13 days
EQUITIES AUG 23, 2023
Funds ditch $11B of China's blue-chip stocks in 13 days

Fears of economic contagion from housing market are driving investors out of the mainland market.

By Bloomberg
Schwab to issue debt after news of job cuts
FIXED INCOME AUG 22, 2023
Schwab to issue debt after news of job cuts

The longest-dated portion of the firm's senior unsecured notes, an 11-year fixed-to-floating-rate note, may yield about 2.05 percentage points over Treasuries.

By Bloomberg
'Mad Money' ETF to close after attracting just $1.3M
ETFS AUG 22, 2023
'Mad Money' ETF to close after attracting just $1.3M

The fund aimed to track the stocks picked by CNBC's Jim Cramer.

By Bloomberg
SEC's lawsuit is a stretch to regulate insurance, lawyer says
LIFE INSURANCE AND ANNUITIES AUG 21, 2023
SEC's lawsuit is a stretch to regulate insurance, lawyer says

A case against an advisor and insurance agent over his failure to disclose commissions could have wider consequences.

By Emile Hallez
Royalties and cancer treatments: Thematic ETFs take new directions  
ETFS AUG 21, 2023
Royalties and cancer treatments: Thematic ETFs take new directions  

Tema ETFs providing new opportunities for diversified portfolios.

By Steve Randall
Looking to take risks? EMs may be a step too far
EMERGING MARKETS AUG 21, 2023
Looking to take risks? EMs may be a step too far

Chaos in markets heading for worst losses in almost a year.

By Bloomberg
Why Tyrone Ross remains optimistic amid the crypto winter
ALTERNATIVES AUG 18, 2023
Why Tyrone Ross remains optimistic amid the crypto winter

Ross is confident his latest startup, Turnqey Labs, can become the Plaid of cryptocurrency data for advisors.

By Ryan W. Neal
US poised to greenlight new wave of crypto ETFs in the fall
ALTERNATIVES AUG 18, 2023
US poised to greenlight new wave of crypto ETFs in the fall

Unnamed SEC sources signal the regulator is considering approval of new funds.

By Bloomberg
BofA strategists warn bond investors of '5% world'
FIXED INCOME AUG 18, 2023
BofA strategists warn bond investors of '5% world'

Bond traders are finally coming to the realization that the rock-bottom yields of recent history might be gone for good.

By Bloomberg
Finra arbitrators order former advisor to pay $664,901 for unsuitable options strategy
ALTERNATIVES AUG 17, 2023
Finra arbitrators order former advisor to pay $664,901 for unsuitable options strategy

Alabama-based advisor denies he did anything wrong in a statement on his IAPD profile.

By Mark Schoeff Jr.
It's time to start looking at private real estate again
OPINION AUG 16, 2023
It's time to start looking at private real estate again

While the current market appears uncertain and complex, the intricacies of real estate investing do not necessarily spell trouble.

By Steven Brod
Hedge fund says US hard landing and sell-off frenzy ahead
ALTERNATIVES AUG 16, 2023
Hedge fund says US hard landing and sell-off frenzy ahead

Vantage Point Asset Management says people will be panicking.

By Bloomberg
SEC delays decision on ARK bitcoin ETF filing
ALTERNATIVES AUG 11, 2023
SEC delays decision on ARK bitcoin ETF filing

As the SEC puts off deciding on spot bitcoin ETF, 21Shares and ARK file for a fund that would invest in bitcoin futures.

By Bloomberg
Investing in courtroom outcomes is forecast to be a $24 billion industry in 5 years
ALTERNATIVES AUG 11, 2023
Investing in courtroom outcomes is forecast to be a $24 billion industry in 5 years

The litigation funding investment market js set for strong gains according to a new report.

By Steve Randall
Equities provided institutions with a 2.3% median return in second quarter
EQUITIES AUG 11, 2023
Equities provided institutions with a 2.3% median return in second quarter

Northern Trust research shows that tech sector stocks, especially AI, were among the winners.

By Steve Randall
Cetera closes deal for Securian wealth business
INDEPENDENT BROKER DEALERS AUG 10, 2023
Cetera closes deal for Securian wealth business

The acquisition brings Cetera nearly $50 billion in client assets and more than 91% of Securian’s advisors.

By InvestmentNews
Pimco parent profit gains but not from asset management
LIFE INSURANCE AND ANNUITIES AUG 10, 2023
Pimco parent profit gains but not from asset management

Allianz SE's insurance business earnings offset weakness for asset management which includes Allianz Global Investors.

By Bloomberg
Nuveen and TIAA roll out target-date series with annuity feature
RETIREMENT PLANNING AUG 09, 2023
Nuveen and TIAA roll out target-date series with annuity feature

Few 401(k) plans have such features, but product providers expect that to change.

By Emile Hallez
Don’t fear the inverted yield curve
OPINION AUG 09, 2023
Don’t fear the inverted yield curve

The most direct implication of the inverted curve isn't a recession, but that yields will be lower in the future.

By Gautam Khanna