Pat Clifford and Tyler Lewis, who managed $275 million at Wells Fargo Advisors, have opened an advisory firm in Tyler, Texas, and affiliated with LPL via its Strategic Wealth Services.
Joining Clifford and Lewis at the new firm, Clifford-Lewis Private Wealth, are Karen Vaughan, who serves as director of planning, and Sherryl Miles, who’s director of client relations.
Clifford has 19 years of experience, according to his BrokerCheck report, and had been affiliated with Wells Fargo since 2012. Lewis has seven years of experience and had been affiliated with Wells since 2016.
New joint research by T. Rowe Price, MIT, and Stanford University finds more diverse asset allocations among older participants.
With its asset pipeline bursting past $13 billion, Farther is looking to build more momentum with three new managing directors.
A Department of Labor proposal to scrap a regulatory provision under ERISA could create uncertainty for fiduciaries, the trade association argues.
"We continue to feel confident about our ability to capture 90%," LPL CEO Rich Steinmeier told analysts during the firm's 2nd quarter earnings call.
It's the mega-RIA firm's third $1B+ acquisition in just three months.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
