Knight Capital Group Inc. opened its books to potential buyers, including private-equity firms and at least one securities-industry rival, as it seeks an investment or takeover to survive after a $440 million trading loss.
A veteran regulator who has been instrumental on issues involving the investment advisory sector is leaving the Securities and Exchange Commission.
Knight Capital Group Inc. (KCG) has “all hands on deck” and is in close contact with clients and counterparties as it tries to weather trading errors that cost it $440 million, Chief Executive Officer Thomas Joyce said.
A reported inquiry by the Labor Department into a popular stable-value fund could could cause serious headaches for advisers
Stocks returning 6.6% above inflation a thing of the past, says Pimco bond king; 'cult of equity is dead'
Flagging fund giant turns to researchers at sister firm, Capital Guardian, to boost its equity performance
A Vanguard Group Inc. study refutes the concerns of founder John Bogle and others that exchange-traded funds encourage excessive trading
DOL said to be investigating JPMorgan stable-value fund; 'Who is looking under the hood?'
By focusing on the characteristics of business innovation without regard for market capitalization, industry or geographic location, the Alpine Innovators Fund has developed a pattern of often moving independent from the overall market
The wisdom of letting your manager worry about backwardation, contango when investing in commodities
Comparing expense ratios when selecting mutual funds is a good idea, but you need to know what's included in fees to make an accurate comparison.
Brand perception is keeping the fund giant from making inroads with RIAs, survey shows; 'hard to change people's thinking.'
Clients are piling into bond funds at exactly the wrong time. If inflation kicks in, investors in longer term funds will be stuck with puny interest rates. They could sell, but likely at a big loss. No wonder some experts say it may be time to bar new investors from the funds.
