SEC said firm failed to disclose conflicts of interest related to more than $10 million in compensation.
Treasury inflation-protected securities are gaining popularity as a yield play
Investing in other funds in addition to a TDF adds risk and defeats the purpose.
Some major ETF providers haven't launched a fund all year
The mishap raises new questions about how ETF managers monitor the indexes that underlie their portfolios.
The trading volume on SPY can serve as a decent leading indicator for equities.
To transfer retirement funds, John Tillotson faked identity in call to mutual fund company.
It turns out negative screens aren't necessarily a drag on funds' performance.
Almost $18 billion exited U.S.-listed equity ETFs over the past three weeks.
Large firms are well-situated to comply with the cost standards in the SEC's Reg BI given changes they made to prepare for the DOL fiduciary rule.
Fund's performance reflects its duration and its holdings of mortgage-backed securities.
Double-digit returns on bond funds embracing longer durations can turn on a dime if interest rates start climbing.
Advisers shrug off the threat of an imminent recession
Large funds from Ashmore and Fidelity also suffered.
Regulator delayed verdict on two applications until October.
Mistake occurred in the FTSE index the ETF tracks; Vanguard says it is considering additional controls.
Robert Bergson of Northern Trust Asset Management embraces bottom-up stock picking and usually beats his peers.
The high-yield default account sparked kudos then displeasure on Twitter when adviser Michael Kitces realized it doesn't apply to existing clients.
Some defensive strategies are beating the market in good and bad times.
The deal gives the investment research firm its own source of ETF data.
