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Gold rally takes a breather
ETFS MAR 03, 2016
Gold rally takes a breather

Some analysts say the pullback makes more sense than the rally

By Jeff Benjamin
Oracle Corp. 401(k) plan targeted for excessive fees
RETIREMENT PLANNING MAR 03, 2016
Oracle Corp. 401(k) plan targeted for excessive fees

Oracle's plan and its fiduciaries are the latest to be targeted in a slew of excessive-fee suits to emerge over the past several weeks.

By Greg Iacurci
Richard Ketchum, Finra chief executive, to retire
PRACTICE MANAGEMENT MAR 03, 2016
Richard Ketchum, Finra chief executive, to retire

The brokerage industry's chief regulator will step down in the second half of 2016 after a successor is found.

By Bruce Kelly
RETIREMENT PLANNING MAR 02, 2016
Could employers be the antidote to your student loan burden?

The student loan repayment-retirement savings juggle has never been more difficult, but new benefits could help ease the strain.

By Bloomberg
Morningstar's sustainability effort kicks off with ESG scores on 20,000 funds
EQUITIES MAR 02, 2016
Morningstar's sustainability effort kicks off with ESG scores on 20,000 funds

Scoring funds for social, environmental and governance factors feeds a growing investor appetite

By Jeff Benjamin
Technology for firms of all sizes
INDUSTRY NEWS MAR 02, 2016
Technology for firms of all sizes

Whether you're just starting out on your own or already have an established advisory practice, technology questions are ever-present.

By Alexandra Schnitta
Buffett bets on real estate with stake in Sears spin-off REIT
ALTERNATIVES MAR 02, 2016
Buffett bets on real estate with stake in Sears spin-off REIT

Attraction for the billionaire could be the REIT's right to recapture leased space at better rates.

By Bloomberg
New academic research challenges the honesty of financial advisers
RIAS MAR 01, 2016
New academic research challenges the honesty of financial advisers

<i>Breakfast with Benjamin</i> Professors take it to the advice industry with a new paper charging economy-wide adviser misconduct.

By Jeff Benjamin
PRACTICE MANAGEMENT MAR 01, 2016
Nominate your best for InvestmentNews' 40 Under 40

InvestmentNews is beginning its search for the best and brightest among the advice industry's latest class of up-and-comers.

By FGabriel
Eaton Vance's NextShares fund meets critical reviews
EQUITIES MAR 01, 2016
Eaton Vance's NextShares fund meets critical reviews

Hybrid exchange-traded mutual fund called a 'test case', and is already receiving some skeptical reviews.

By Jeff Benjamin
Commonwealth ceases sale of some variable annuities
LIFE INSURANCE AND ANNUITIES MAR 01, 2016
Commonwealth ceases sale of some variable annuities

Commonwealth brokers can no longer sell L share class variable annuities, as industrywide scrutiny of these annuity contracts grows.

By Greg Iacurci
RETIREMENT PLANNING MAR 01, 2016
This app helps you collect money from your ex — without having to talk to them

With SupportPay, parents can upload a receipt, send the ex a bill, and &#8220;never have a conversation,&#8221; according to the company's founder.

By Bloomberg
FINTECH MAR 01, 2016
How to attract, and keep, young high-net-worth clients

Five ways advisers can reinvent their customer service to satisfy this new client base.

By James Williams
PRACTICE MANAGEMENT FEB 29, 2016
SEC proposes rule to require business continuity plans for advisers

RIAs would have to prepare ahead for potential business disruptions, including a planner's sudden death.

By Liz Skinner
LIFE INSURANCE AND ANNUITIES FEB 29, 2016
MetLife wins court ruling to remove 'too big to fail' label

Classifying America's biggest life insurer as a systemically important financial institution gets rejected by a federal judge.

By Bloomberg
PRACTICE MANAGEMENT FEB 29, 2016
What boomer advisers should do when their successors get impatient

Don't be surprised if young advisers move on to a new opportunity when they are not given a chance to spread their wings.

By Joni Youngwirth
REGULATION AND LEGISLATION FEB 29, 2016
BNY Mellon agrees to pay Massachusetts $3 million over computer glitch

A Massachusetts Securities Division investigation says the firm failed to calculate net asset values on more than 1,000 funds.

By Alessandra Malito
EQUITIES FEB 29, 2016
Allianz's El-Erian: What markets need from Friday's U.S. jobs report

The U.S. employment report for February will need to show continued robust job additions, higher wage growth and a labor participation rate that is edging up.

By Mohamed El-Erian
EQUITIES FEB 29, 2016
A financial adviser's favor and an odd research note that took down a $7B Ponzi scheme

<i>Breakfast with Benjamin</i> The simple gesture of a financial adviser doing a favor for a friend, and an odd research note, helped take down the Allen Stanford Ponzi scheme.

By Jeff Benjamin
Aequitas meltdown underscores the importance of due diligence, caution
RIAS FEB 29, 2016
Aequitas meltdown underscores the importance of due diligence, caution

The alternatives platform's collapse underscores the concept that when something looks too good to be true, it probably is.

By Jeff Benjamin