William J. Stromberg to become CEO Jan. 1; Kennedy to retire at annual meeting in April 2016.
Trends can be tempting and tough to ignore, so knowing where to look for opportunities others are missing is key.
Nearly a quarter of retirees 85 and older are dying with assets of less than $10,000
<i>Breakfast with Benjamin</i>: Retail brokerages are shut out of the SEC's advisory committee for market reforms to protect retail investors.
Despite lackluster sales of commission-rich products, 2014 revenues grew in line with the broad market. What does 2015 have in store? </br><b><i>(Plus: <a href="//www.investmentnews.com/section/specialreport/20150426/IBD042015"" target=""_blank"" rel="noopener noreferrer">Our full Top Independent B-Ds of 2015 special report</a>)</b></i>
In-depth research and new partnerships are needed to investigate the rational and emotional ways investors think about money, investing and their advisers.
Remember that the buyer who may be willing to pay the most financially may not always be the best fit.
Maine program offers potential model.
Just 47% of multimillionaires ages 18 to 34 use an adviser, a new study finds. That means wealth managers may be missing opportunities to discuss health, family and financial values with those and other potential clients.
Your clients will appreciate it if you help them avoid the 43.4% tax bracket
Agencies need a better handle on manipulation by clever traders with computer skills
<i>Breakfast with Benjamin</i>: The NFL gives up its tax-exempt status, and estimates suggest the league's tax bill could be $10 million per year.
Plan advisers need to make sure they can properly service MEPs and are not just dazzled by the idea of adding dozens of new clients.
Markets remain vulnerable to manipulation by clever traders with computer skills
But this creative claiming strategy stumps some Social Security Administration employees.
Morningstar wants to become 'ubiquitous' with investors, according to founder Joe Mansueto. Will their new initiatives turn around the firm's declining share prices and profits?
Group asserts its intent to 'continue to vigorously defend itself' against lawsuit
D.B. Root & Co. had been an affiliate since 1997.
Over 60 brokers have jumped to LPL since October, MetLife alleges; former brokers strike back, accusing the insurance company of poor practices.
Robert Moore's successor as LPL president talks about his earlier career and the challenges facing the independent broker-dealer industry
