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RIAS DEC 06, 2012
Buffett: Wealthy tax-avoiders 'the moochers'

Berkshire boss takes direct shot at Romney's '47 percent'; backs minimum levy

By John Goff
RETIREMENT PLANNING DEC 06, 2012
Insurer settles charges that it slow-paid on LTCI claims

On follow-up exam, regulators found Bankers Life had not fully implemented previous recommendations

By Darla Mercado
'Major loss' as big L.A. adviser leaves Morgan Stanley for Merrill Lynch
WIREHOUSES DEC 06, 2012
'Major loss' as big L.A. adviser leaves Morgan Stanley for Merrill Lynch

Rebecca Rothstein, legacy Smith Barney adviser, jumps ship; No.2 on Barron's list

By AOSTERLAND
Crowding into crowdfunding biz has regulators worried
REGULATION AND LEGISLATION DEC 06, 2012
Crowding into crowdfunding biz has regulators worried

State officials uncover 8,500 web sites with 'crowdfund' in their names

By DJAMIESON
REGULATION AND LEGISLATION DEC 06, 2012
State actions against investment firms rise dramatically

State securities regulators doubled the number of enforcement cases brought against investment advisers last year as a tougher regulatory environment led investigators to focus on inappropriate advice or practices that could lead to investor fraud.

By Liz Skinner
Dollar cap on deductions would have 'devastating impact' on charitable giving
INDUSTRY NEWS DEC 05, 2012
Dollar cap on deductions would have 'devastating impact' on charitable giving

Will wipe out tax benefit for wealthier donors, experts say

By Liz Skinner
RIAS DEC 05, 2012
Barro: Attacks on broadening the tax base baseless

Close to $1T could be raised by limiting deductions; hey, it's a start

By Josh Barro
Them's the brakes: VA sales skid
RETIREMENT PLANNING DEC 05, 2012
Them's the brakes: VA sales skid

Off 8% in third quarter; MetLife drops to No. 3 behind Pru, Jackson National

By Gregory Crawford
TAX DEC 05, 2012
Peter Schiff: Fiscal cliff not the problem — it's the solution

The outspoken CEO of Euro Pacific Capital says the fiscal cliff is simply a legal trigger that will trim the deficit in 2013 by automatically implementing spending cuts and tax increases.

By Bloomberg
RETIREMENT PLANNING DEC 05, 2012
MassMutual settles with SEC over VA disclosures

Carrier failed to reveal the negative impact of a growth cap on rider; agents also confused.

By Darla Mercado
Big VA seller puts the brakes on
RETIREMENT PLANNING DEC 05, 2012
Big VA seller puts the brakes on

Stop us if you've heard this one before: Another big seller of variable annuities has tamped down on the business.

By Darla Mercado
Collusion illusion: No conspiracy necessary to rig Libor
INDUSTRY NEWS DEC 05, 2012
Collusion illusion: No conspiracy necessary to rig Libor

New research shows that a single financial institution could rig the benchmark borrowing rate -- without colluding with rival banks. How? Read on, Macduff.

By John Goff
RETIREMENT PLANNING DEC 04, 2012
Surprise! Plan sponsors chose advisers based on comfort, fit — not pricing

Chemistry, services more important than fees: Franklin Templeton

By Darla Mercado
INDUSTRY NEWS DEC 04, 2012
Will rates rise if Ben Bernanke is replaced?

Even if Chairman Ben Bernanke is replaced after his term expires, the risk of the Fed stepping on the brakes in 2013 appears small.

By Sam Wardwell
Advisers not very confident on their annuity know-how
RETIREMENT PLANNING DEC 04, 2012
Advisers not very confident on their annuity know-how

Morningstar research shows that advisers prefer systematic withdrawals in retirement; lack confidence in their annuity know-how.

By Darla Mercado
Mutual insurers ramp up development of deferred-income annuities
RETIREMENT PLANNING DEC 04, 2012
Mutual insurers ramp up development of deferred-income annuities

'Buy now, get income later' is becoming a sellable argument to clients

By Darla Mercado
INDUSTRY NEWS DEC 03, 2012
U.S. charities might be another victim of fiscal cliff

By AOSTERLAND
RETIREMENT PLANNING DEC 03, 2012
Pay attention to charitable IRA rollovers

By MFXFeeder
INDUSTRY NEWS DEC 03, 2012
Sandy's stimulative effect could be short-lived

By Jeff Benjamin
RETIREMENT PLANNING DEC 03, 2012
So where did The Hartford go?

Major player in advice industry pulls a 180-degree turn in reorg; 'almost non-existent'

By Darla Mercado