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Finra extends key deadlines in Sandy's wake
REGULATION AND LEGISLATION NOV 15, 2012
Finra extends key deadlines in Sandy's wake

SRO's NYC office closed due to storm

By DJAMIESON
First Sandy, now Sandy scams
REGULATION AND LEGISLATION NOV 15, 2012
First Sandy, now Sandy scams

State regulators warn about con artists touting hurricane-related investments, other come-ons

By Mark Schoeff Jr.
MassMutual sets 7% payout for '13, showing up fixed income
RETIREMENT PLANNING NOV 15, 2012
MassMutual sets 7% payout for '13, showing up fixed income

Move shows there's nothing plain about whole-life amid low rate environment.

By Darla Mercado
EQUITIES NOV 15, 2012
Bill Gross: The U.S. debt damage

How can the U.S. not be considered the first destination of global capital in search of safe (although historically low) returns? Easy answer: It will not be if we continue down the current road and don't address our “fiscal gap.”

By Bill Gross
Ameriprise said near deal for ING asset management unit
INDUSTRY NEWS NOV 15, 2012
Ameriprise said near deal for ING asset management unit

By Gregory Crawford
INDUSTRY NEWS NOV 15, 2012
Former ING network chief John Simmers is back in the business

John Simmers, a onetime leading executive in the independent-contractor brokerage industry, is jumping back into the business using a duel strategy that is closely linked.

By Bruce Kelly
Life insurance — not annuities — is the next area for growth: Insurance execs
RETIREMENT PLANNING NOV 15, 2012
Life insurance — not annuities — is the next area for growth: Insurance execs

Fixed annuities squeezed by low rates; waning appetite for VA biz

By Darla Mercado
RETIREMENT PLANNING NOV 14, 2012
Rashomon? Clients and their children have different vision of parents' retirement

Survey suggests advisers should hold discussions with both camps; few do

By Liz Skinner
Take a lesson from George Costanza: Do the opposite
INDUSTRY NEWS NOV 14, 2012
Take a lesson from George Costanza: Do the opposite

By Jason Kephart
INDUSTRY NEWS NOV 14, 2012
Chart of the day: Gauging the fiscal cliff

By Paul Menchaca
What happens to Medicare when you suspend Social Security bennies?
RETIREMENT PLANNING NOV 14, 2012
What happens to Medicare when you suspend Social Security bennies?

You don't lose your health care coverage -- unless you opt out.

By Mary Beth Franklin
Mulligan? How to undo a Social Security claiming decision
RETIREMENT PLANNING NOV 14, 2012
Mulligan? How to undo a Social Security claiming decision

Although the payback option is limited, there are still ways to boost benefits

By Mary Beth Franklin
REGULATION AND LEGISLATION NOV 13, 2012
Obama legacy hangs on deal

By AOSTERLAND
RETIREMENT PLANNING NOV 13, 2012
Stable-value-fund fee data elusive despite DOL regs

By Darla Mercado
Cortazzo moves affiliation to LPL Financial from SII
RIAS NOV 13, 2012
Cortazzo moves affiliation to LPL Financial from SII

By Bruce Kelly
Top LPL adviser going — but not gone
RIAS NOV 13, 2012
Top LPL adviser going — but not gone

Waldron to custody assets elsewhere but keep relationship

By Bruce Kelly
Gross: Romney or Obama? Doesn't matter
INDUSTRY NEWS NOV 13, 2012
Gross: Romney or Obama? Doesn't matter

Pimco chief Bill Gross says Democrats and Republicans have all focused on re-electing themselves rather than constructively plotting a way forward on monetary policy.

By Bill Gross
RETIREMENT PLANNING NOV 13, 2012
Mary Beth Franklin: Get your (Social Security) tricks on Route 66

One spouse must wait until age 66 to exercise creative claiming strategiesThat's the magic number for maxing spousal benefits

By Mary Beth Franklin
LPL landing some big teams — with more to follow
BROKER DEALERS NOV 13, 2012
LPL landing some big teams — with more to follow

Five groups with $4.4B in assets have signed on during the past three months; 'strong pipeline'

By Bruce Kelly
Suddenly, money fund reform back in play
MUTUAL FUNDS NOV 13, 2012
Suddenly, money fund reform back in play

SEC opponent of earlier money fund reform now backs floating NAV; tide turning?

By John Goff