The legal woes of R. Allen Stanford, who was found guilty on 13 of 14 charges of fraud by a Houston jury last week, may be over.
The day after R. Allen Stanford was convicted of operating a $7 billion Ponzi scheme, members of Congress pressed officials of the Securities Investor Protection Corp. to reimburse his victims.
Fidelity, Schwab and Vanguard record 77% hike in donations; 'stunning'
78% of advisers lack access to clients' full financial pictures but continue to advise anyway
Advisory group designed to counter Wall Street clout; SEC not required to act on recommendations, though
Social media is an incredibly fun and effective way to engage with millions of people online. Along with the excitement, however, is the perceived buzz kill—FINRA and SEC compliance standards.
Opponents and backers of an SRO for investment advisers clashed in front of a Congressional panel on Wednesday. And this was just the first act.
50% drop in broker comp makes the case for going independent
Endowments' embracing of alternative investments has paid off big
Smashes previous auction record of $106M for Picasso painting: 'trophies fly to the moon'
Morgan Stanley boss preparing for possible major downgrade by Moody's; hanging out there in the wind
Say clients like having assets at a AAA rated bank
The list is aimed at those with more than $20 million in investible assets
