Meanwhile, Rossby Financial's leadership buildout rolls on with a new COO appointment as Balefire Wealth welcomes a distinguished retirement specialist to its national network.
Alternative investment platforms like SEI Access now let financial advisors explore litigation finance, a high-return but high-risk alternative.
Brendan Kenny’s move from Edelman Financial Engines comes with a temporary restraining order tied to the firms’ broader advisor-poaching lawsuit against Prime Capital Financial, which says Edelman has been acting anticompetitively.
The Goldman Sachs alum brings 20-plus years of wealth management operations expertise as Emigrant deepens its family office ambitions.
The brokerage giant tells Wall Street it will use artificial intelligence to reach clients it has never been able to serve — and turn the technology's perceived threat into a competitive edge.
Meanwhile, LPL attracted a five-advisor team managing $380 million in Kansas, while a veteran with stripes from Morgan Stanley, UBS, and Fidelity has joined Prime Capital Financial.
The top-ranked RIA by total AUM continues to scale its wealth management arm, bringing its Pennsylvania presence to five offices.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
CEO Jeff Dekko’s secret to growth? Keep building and never set a target.
The $222 billion mega-RIA's acquisition of Capital Advisors is the latest deal in its dual-track expansion strategy chasing domestic depth and international scale.
New Porterhouse strategy applies momentum and quality screens to target leading large-cap stocks.
The back-to-back M&A deals underscore surging demand – and a growing dilemma – for mid-market advisory practices across the US.
From thoughtful client service to impactful track records and a disciplined approach to independence, these advisory teams are setting a high bar.
Two wealth professionals weigh in on why AI sharpens the advisor edge rather than erasing it.
Also, Cetera OSJ Wilde Wealth scoops a new COO from Ashton Thomas, while Texas-based Willis Johnson Wealth names its next CEO as part of a multigenerational succession.
Wealth firms expand through recruitment and acquisition as advisor teams and assets shift to growing platforms.
FNBO-backed recruits and a Boca Raton succession deal highlight continued advisor movement.
Meanwhile, Wealth Enhancement and Savant Wealth Management have each extended their footprints in Oregon, with Savant's move marking a first-time partnership in the state.
New managing director to oversee expansion, advisor experience and succession solutions.
Cetera Planning Partners reflects how broker-dealers are building RIA platforms to capture the model’s growth and boost firm valuations, though consultant David DeVoe says a lingering “stigma” still deters some advisors from joining IBDs.
