Lousy investment performance apparently drove four clients of a financial adviser in Speyer, Germany, to kidnap the adviser and torture him for four days last week, according to published reports.
Morgan Stanley (MS) defended its role in Facebook Inc. (FB)'s initial public offering after a Massachusetts regulator subpoenaed the bank over talks between an analyst and investors about the social media company's revenue outlook.
Additional features aimed at boosting ease of use, robustness of adviser database
Hiring of graduated on the uptick, but certain majors much more in demand; avoid communications
Billionaire says borrowing money to pay for school 'the equivalent of flipping houses'
Whiteboard animation also likens investment advisers to dieticians
Finra requested comments two weeks ago about disclosing more info through BrokerCheck - including brokers' exam scores. Reps' responses? Less is more.
