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INDUSTRY NEWS FEB 06, 2011
Gabelli's picks up 216% in five years - what are favorites now?

Recommendations from Mario J. Gabelli's brokerage firm are trouncing returns in the U.S. stock market as analysts at the biggest securities firms struggle to prove their worth.

By Bloomberg
Gabelli's picks up 216% in five years — so what's he touting now?
INDUSTRY NEWS FEB 04, 2011
Gabelli's picks up 216% in five years — so what's he touting now?

Famed investor trouncing fund managers, S&P 500 with quarterly 'Focus Five' list

By John Goff
Life Partners' pitch change is a curveball for investors, attorneys say
LIFE INSURANCE AND ANNUITIES FEB 04, 2011
Life Partners' pitch change is a curveball for investors, attorneys say

Settlement provider lowers advertised rate of return from 12% to 7%; litigation ahead?

By Darla Mercado
Will legal maneuver bail out B-Ds sued over private placements?
INDUSTRY NEWS FEB 04, 2011
Will legal maneuver bail out B-Ds sued over private placements?

Capital Financial wants to merge cases as part of a class action settlement; other brokerages said to be monitoring judge's decision

By Bruce Kelly
LIFE INSURANCE AND ANNUITIES FEB 04, 2011
New York Life, MassMutual sued over Madoff investments

A machinery manufacturer last week sued New York Life Insurance Co., claiming it had lost money in variable universal life policies that were invested in funds linked to the Madoff scandal. Experts say similar suits are likely to follow.

By Darla Mercado
Madoff firm trustee seeks $50B as claw-back window closes
REGULATION AND LEGISLATION FEB 04, 2011
Madoff firm trustee seeks $50B as claw-back window closes

The trustee liquidating Bernard L. Madoff's investment firm has filed more than $50 billion in so- called clawback suits to compensate victims of the con man's fraud since his 2008 arrest for masterminding the biggest Ponzi scheme in U.S. history.

By Mark Bruno
EQUITIES FEB 04, 2011
Consumer electronics: Now a holiday staple?

From Black Friday door-buster specials on flat-panel TVs to stocking stuffers like MP3 players and e-book readers, shopping for electronics has become as synonymous with the holiday shopping season as decorating Christmas trees

By Standard and Poor's
FINTECH FEB 04, 2011
JPMorgan gives bankers iPads

JPMorgan Chase & Co. will give its investment bankers iPads to provide an additional mobile tool as Apple Inc. expands its domain to Wall Street, threatening Research in Motion Ltd. in a market it traditionally dominated.

By Bloomberg
How does he do it? Bill Gross only bear fund manager to top S&P 500
INDUSTRY NEWS FEB 03, 2011
How does he do it? Bill Gross only bear fund manager to top S&P 500

Bill Gross continues to impress. According to Morningstar, Pimco's short strategy fund, managed by Mr. Gross, was the only bear fund to beat the S&P 500 over the past decade.

By John Goff
ING hid kickbacks from fund firms in 12(b)-1 fees: Suit
RETIREMENT PLANNING FEB 03, 2011
ING hid kickbacks from fund firms in 12(b)-1 fees: Suit

Retirement plan administrator says insurance group ran a pay-to-be-on-the-platform scheme

By Darla Mercado
Paging William Jennings Bryan: Silver the new gold
INDUSTRY NEWS FEB 03, 2011
Paging William Jennings Bryan: Silver the new gold

Analysts see larger rise in price of silver, as industries find new uses for the precious metal

By John Goff
RIAS FEB 03, 2011
TD exec: User fees likely to fund RIA oversight

'One thing Congress isn't going to do is give the SEC a bunch more money,' says Schweiss

By Dan Jamieson
DOL pension proposal could rock fund firms
RETIREMENT PLANNING FEB 03, 2011
DOL pension proposal could rock fund firms

Expanded definition of 'fiduciary' likely to hamstring funds that work with plan sponsors and participants.

By Darla Mercado
RIAS FEB 03, 2011
Q&A: Two questions for NASAA president David Massey on adviser regulation

NASAA president David Massey sits down with <i>InvestmentNews</i> reporter Liz Skinner and discusses the potential impact of Finra regulation over investment advisers, and also how state regulators will deploy &quot;more intelligent regulation&quot; as they take on the oversight of all investment advisers under $100 million. <a href=http://assets.investmentnews.com/Bruno/massey_final.mp3>(Click here to listen.)</a>

By Mark Bruno
RETIREMENT PLANNING FEB 03, 2011
Advisers and the next generation(s)

In my ongoing effort to keep advisers abreast of ways to engage the next generation, I came across an entertaining website for you to share with parents or grandparents who can in turn share with their young ones.

By Davis Janowski
RETIREMENT PLANNING FEB 03, 2011
Insurer spreads fiduciary umbrella to keep small plans

New York Life Insurance Co. has kicked off a program that will allow agents to meet the tougher fiduciary requirements set by the Labor Department

By Darla Mercado
OPINION FEB 03, 2011
Rule change takes aim at 'schlocky advice'

Last month, the Department of Labor proposed to expand the definition of the term &#8220;fiduciary&#8221; under the Employee Retirement Income Security Act of 1974

By Blaine F. Aikin
INDUSTRY NEWS FEB 03, 2011
Obama's stimulus plan made things worse, says Taleb

'Black Swan' author slams President, White House officials, U.S. debt level, mortgage interest tax deduction; likes Canada, however

By Bloomberg
SEC in no great rush to write fiduciary rule, Schapiro says
REGULATION AND LEGISLATION FEB 02, 2011
SEC in no great rush to write fiduciary rule, Schapiro says

Recent recommendation only the 'first step' in longer process

By Mark Schoeff Jr.
Indexed annuities 'terrible ideas' for seniors, says Wharton prof
LIFE INSURANCE AND ANNUITIES FEB 02, 2011
Indexed annuities 'terrible ideas' for seniors, says Wharton prof

High hidden fees, long surrender periods just some of the pitfalls, argues ex-Treasury official Smetters; insurers, agents beg to differ

By John Goff