Under an alternative plan, WFG's advisers will be relocated to three broker-dealers, including one owned by National Holdings.
Two reps in Palm Beach Gardens, Fla., affiliate with Raymond James.
One is a vote on a bill to kill Labor's rule and replace it with a disclosure-based best-interest standard, while the second is legislation to prevent funding for enforcement of the regulation.
The coaches from Focus Partners are back, this time to offer insights on how to not only cultivate Centers of Influence (COIs), but leverage those experts to gain introductions to new prospects.
Already facing a four-year prison term and $7.5 million in restitution, Charles Banks IV to pay other penalties.
Eligibility rules are more lenient for the survivors of young workers because of their brief careers.
A study of 30 million personal loans finds that when it comes to risk attitude, the apple doesn't fall far from the tree.
Addition brings AUM at Salt Lake City brokerage/RIA to $1 billion.
Both sides claim they're doing what's best for the average investor.
One hundred and thirty advisers left in the second quarter, marking the firm's third consecutive quarter of reductions.
The median RIA firm grew at a 10% compound annual growth rate over last five years, according to the firm's annual study.
Research finds a woman and a man can have significantly different views of the same marriage.
Royal Securities Co. in Grandville, Michigan, affiliates with VantagePointe Financial.
The share of older people in the workforce is higher than at any point since before the creation of Medicare.
Once they have a child's Social Security number, hackers can apply for government benefits, open bank and credit card accounts, apply for a loan or rent a place to live.
Tim Buckley, firm's current chief investment officer, will become president immediately and take the chief executive role Jan. 1.
A recent district court decision has implications for how retirement plan sponsors should monitor their adviser.
Persistently low interest rates have hammered insurance company profitability.
Depletion of Disability (DI) trust fund pushed back five years due to a temporary increase of its share of the payroll tax.
Bill's sponsor, Republican Rep. Ann Wagner, still hopes to get bipartisan support.
