Firm's crop of recent hires for its wealth management unit have managed more than $5.2 billion.
With all the buzz surrounding Apple's introduction of two new iPhones, <i>InvestmentNews</i> polled its panel of tech experts to find out if advisers should buy it. Here's what they said.
Universal life policies sold in the '80s and '90s are at risk of lapsing, causing problems for clients and advisers.
Sugar surpasses Salesforce in allowing for an adviser-tailored platform, says ProTracker's Mackensen.
The largest U.S. bank by assets is weighing whether to ban traders from using electronic chat rooms to communicate with peers at other firms as the forums draw scrutiny from global regulators.
Preparedness may mean staying on the job, but burned-out clients need an incentive.
Fidelity, FileThis apps help increase data accessibility for advisers
Despite a permanent tax exemption, investors of all sizes have issues to consider
If you are looking for military veterans to thank for their service on Veteran's Day, chances are you won't have to look far.
Total Rebalance Expert on Friday announced the acquisition of PowerAdvisor's portfolio management software suite from Cornerstone Revolutions. The combination of Total Rebalance's portfolio rebalancing platform with PowerAdvisor's system will create a complete portfolio management solution for registered investment advisers, Total Rebalance chief executive Sheryl Rowling said.
The complaint alleges self-dealing, excessive fees in managing the $1 billion plan.
Shares of Twitter surged 73% in their debut, the biggest IPO opening pop since 2007. Part of that was by design as management and bankers took the lessons of Facebook's botched IPO to heart. What's in store for the stock now?
Even the most seasoned veterans of the T3 technology conference can feel swamped with information after a full day of thought-provoking interactions.
President Barack Obama has threatened to veto a bill that would halt -- or possibly kill -- a Labor Department regulation designed to strengthen investment advice standards for retirement plans. The bill would prohibit the DOL from proposing its regulation until 60 days after the Securities and Exchange Commission has finalized a similar rule to raise standards for brokers providing retail investment advice.
SAC Capital Advisors plans to shut down its London office as the $14 billion hedge-fund firm founded by Steven A. Cohen scales back in the face of insider-trading allegations by U.S. prosecutors
“The proposal would completely foreclose broker-dealers from the retirement-planning and investment-planning businesses — businesses in which broker-dealers have served clients for many decades,” wrote Kevin Carroll, SIFMA's managing director and associate general counsel.
