Advisor News

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ADVISOR NEWS REGULATION AND LEGISLATION JAN 13, 2009
Bush to ask for TARP funds at Obama’s request

The moves reflect Mr. Obama’s desire to have the money available shortly after he takes office Jan. 20, Tommy Vietor, spokesman for the office of the President-elect, said in an interview yesterday.

By Bloomberg
ADVISOR NEWS OPINION JAN 11, 2009
'Slugflation' may lie ahead

The bear market and recession that began late in 2007 are perhaps barely half over, but it isn't too soon for financial planners and investment advisers to begin preparing clients for the aftermath of government efforts to halt the crisis.

By MFXFeeder
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Bill would reinstate uptick rule

By Bloomberg
INVESTING FIXED INCOME JAN 09, 2009
MSRB defends its oversight efforts

By Bloomberg
INVESTING FIXED INCOME JAN 09, 2009
Barney Frank proposes TARP restrictions

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Nasdaq ties index to TARP recipients

By Bloomberg
ADVISOR NEWS OPINION JAN 09, 2009
Invalid Keogh is a tax trap

By Bloomberg
ADVISOR NEWS FINTECH JAN 09, 2009
Schwab updates; CheckFree goes multilingual

Charles Schwab has enhanced its StreetSmart Pro trading software and CheckFree Advantage Fee offers a local language feature.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Merkin resigns from GMAC board

By Bloomberg
INVESTING MUTUAL FUNDS JAN 09, 2009
Suit filed against OppenheimerFunds

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Rubin retires from Citi

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Madoff scam hurts Mackenzie Financial

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
Watchdogs unveil $50M Ponzi scheme

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 09, 2009
GOP names Garrett to key committee post

By Bloomberg
ADVISOR NEWS OPINION JAN 08, 2009
What investors can learn from Wall Street's failures

Here are three important portfolio survival lessons retired investors and their advisers can learn from Wall Street’s failures.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 08, 2009
Beware fragmented regulatory structure

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 08, 2009
Prosecutors: Send Madoff to jail

Arguing that Bernard L. Madoff is a “danger to the community,” prosecutors recommended that he be held in jail pending his trial.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 08, 2009
Obama urges passage of stimulus bill

President-elect Barack Obama asked Congress to pass his proposed $1 trillion American Recovery and Reinvestment Plan quickly.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING JAN 08, 2009
Planners form coalition to press reforms

The leaders of three financial planning organizations have formed a coalition to represent the industry as Congress works to reform the financial services industry.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JAN 07, 2009
Madoff suckered longtime friend

Just 10 days before his arrest, Bernard Madoff received $250 million from a financial backer in an apparent bid to prevent the collapse of his firm.

By Bloomberg