Leonard Bernstein is accused of shooting his 61-year-old colleague multiple times in an Oklahoma City branch office.
A Goldman Sachs study details how life events can impede retirement savings and can have a significant impact on how much an individual saves for retirement.
The first half sell-off in both stocks and bonds has opened the door for annuities and those selling them.
For your three-day weekend reading, here's a recap of some of the adviser fintech news you may have missed.
The broker-dealer self-regulator's net income of $218 million was $199 million higher than in 2020, thanks to significant increases in trading fees, investment gains and fines.
Those who kept contributing accumulated the most, according to the Investment Company Institute and the Employee Benefit Research Institute.
Eliminating paper processes can reduce error rates, driving efficiencies for the firm and improving the customer experience.
Four years after being fired for sexual misconduct, Daniel Michalow wins his defamation case against the $60 billion hedge fund.
On the second anniversary of its going into force, the SEC chief is trying to get the most out of a rule he inherited.
Fintech company Pontera is continuing its partnership spree in hopes of giving more financial advisers the ability to manage client assets in held-away retirement accounts.
The award contains two unusual features: $500,000 in punitive damages to the clients and a two-to-one split decision among the three-person panel.
More than 87,000 employers have already registered for CalSavers, which launched in 2019.
Congress continues to ignore the fact that Social Security's trust fund is expected to run out of money in 2035, which would result in a 20% cut in benefits.
The regulator found that the listing proposal didn’t do enough to prevent fraud and manipulation.
The agency said UBS reps didn't understand the complex product or whether buying it was in a client's best interests.
The acquisition diversifies Prime Pensions' client base and extends its geographic presence.
Spuds Powell defies popular thinking with the niche client base he's built, one that he says makes both him and his clients happy.
The review by Lowenstein Sandler gives no credence to a Georgia judge's critique of Finra's process for selecting arbitration panelists.
Firms are supposed to begin tracking data such as customers’ capital gains and losses starting in January.
The downward trend in the expense ratios that 401(k) plan participants incur for investing in mutual funds continued in 2021.
