Advisor News

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Will European easing sideline a Fed rate hike?
RIA NEWS MAR 03, 2015
Will European easing sideline a Fed rate hike?

Advisers and experts say 'the Fed really is hamstrung' by European Central Bankers' planned $50-billion-per-month quantitative easing program, meaning they can't raise or lower interest rates in this environment.

By Jeff Benjamin
EQUITIES MAR 03, 2015
Coming off a big year, Janus files for exotic ETFs

Move launches competition with Goldman Sachs in alternative space

By Trevor Hunnicutt
How Warren Buffett's $1 billion prize for a perfect NCAA bracket went bust
EQUITIES MAR 02, 2015
How Warren Buffett's $1 billion prize for a perfect NCAA bracket went bust

Plus: Learn from the U.S. and invest in Europe, Carly Fiorina chides Hillary Clinton over email excuses, and St. Patrick's Day, American-style

By Jeff Benjamin
EQUITIES MAR 02, 2015
Fresh rate-hike rumors will be testing investor nerves this week

<i>Breakfast with Benjamin:</i> Investors' nerves tested by rate hike talk this week. Plus: Most of the world's major oil projects are doing just fine at current price levels, retirement savings in a nutshell, and the chokehold of consumer debt.

By Jeff Benjamin
RCS Capital Corp. suffers big revenue hit in fourth quarter
ALTERNATIVES MAR 02, 2015
RCS Capital Corp. suffers big revenue hit in fourth quarter

Fallout from ARCP hurt wholesaling unit but executives remain confident in recovery.

By Mason Braswell
FINTECH MAR 01, 2015
Broker-dealer expands crowdfunding reach with new partnership

Broker-dealer North Capital Private Securities adds crowdfunding site OneVest to its platform that syndicates private offerings for investors.

By Alessandra Malito
OPINION MAR 01, 2015
Heading to court, but which one?

Increasing transparency would go a long way in deflecting criticism that the SEC steers cases to its owns judges

By MFXFeeder
EQUITIES MAR 01, 2015
Why an offense-only strategy won't succeed

Risk management is as important to long-term financial planning as the growth of investments

By Michael Russo
PRACTICE MANAGEMENT MAR 01, 2015
Why all investment advisers should join forces to promote the profession

Investors don't understand the core characteristics and key differences between investment advisers and other financial services providers, according to David Tittsworth.

By Bloomberg
INDEPENDENT BROKER DEALERS MAR 01, 2015
The loudest shouldn't speak for everyone

Time for advisers to tell industry groups pushing hard against a fiduciary rule that they're tired of the rhetoric &#8212; and that they're not acting in advisers' best interests.

By MFXFeeder
RETIREMENT PLANNING MAR 01, 2015
Demand for socially responsible investing options in 401(k)s on the rise

Money managers say more participants want to link retirement savings to values.

By Liz Skinner
RETIREMENT PLANNING FEB 28, 2015
When is a good time to convert to a Roth IRA?

<i>Breakfast with Benjamin:</i> When it's OK to convert to a Roth IRA. Plus: Two emerge as Buffett successors; recognizing seasoned financial veterans, and Asian stocks get a boost from Chinese bankers.

By Jeff Benjamin
RETIREMENT PLANNING FEB 27, 2015
Rents are rising, but are the tax headaches worth it?

A primer on the costs of becoming a landlord.

By Darla Mercado
RETIREMENT PLANNING FEB 27, 2015
Genworth Financial struggling under the weight of long-term care costs

Insurance giant stung by cost of elder care, longer life spans of retirees and persistently low interest rates.

By Bloomberg
RETIREMENT PLANNING FEB 27, 2015
Income from rental properties requires careful tax planning

Second homes can provide good income, but are clients ready for the tax filing and landlord burden?

By Darla Mercado
Oscars shine light on Alzheimer's costs
RETIREMENT PLANNING FEB 27, 2015
Oscars shine light on Alzheimer's costs

Financial advisers can help clients take early steps to plan for the progressive disease.

By Liz Skinner
House set to vote on making tax breaks for IRA charitable donations permanent
RETIREMENT PLANNING FEB 27, 2015
House set to vote on making tax breaks for IRA charitable donations permanent

Advisers are hopeful that the House will approve making tax breaks for IRA charitable donations permanent, but are trying to keep expectations low.

By Mark Schoeff Jr.
MetLife plans to sue to overturn Dodd-Frank systemic-risk label
LIFE INSURANCE AND ANNUITIES FEB 27, 2015
MetLife plans to sue to overturn Dodd-Frank systemic-risk label

The insurer will be the first non-bank to argue that its failure would not pose a threat to the financial system.

By Bloomberg
REGULATION AND LEGISLATION FEB 26, 2015
CFPB study reveals downside of mandatory arbitration

With spotlight on consumer confusion, harm, some think SEC will be swayed to quicker action reviewing brokerage contracts.

By Mark Schoeff Jr.
Brokers do a better job at cybersecurity than investment advisers: SEC
RIA NEWS FEB 26, 2015
Brokers do a better job at cybersecurity than investment advisers: SEC

Brokers do a better job at cybersecurity than investments adviser, according to the SEC.

By Mark Schoeff Jr.