Advisor News

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How Social Security annual increases are calculated
ADVISOR NEWS RETIREMENT PLANNING OCT 22, 2014
How Social Security annual increases are calculated

COLA formula was established by law in 1972.

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING OCT 22, 2014
How Social Security annual increases are calculated

COLA formula was established by law in 1972.

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING OCT 22, 2014
Savings targets for retirement health care costs fall in 2014

But retirees will still need to prepare for rising health care costs in the long run, expert warns.

By Darla Mercado
ADVISOR NEWS INDEPENDENT BROKER DEALERS OCT 22, 2014
Analysts question whether LPL is out of the regulatory woods

Analysts are unnerved by LPL Financial's inability to close the cash register on regulatory charges after CEO Mark Casady <a href="//www.investmentnews.com/article/20141021/FREE/141029976&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">said compliance failures could cost $23 million</a> in the third quarter.

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING OCT 22, 2014
Social Security COLA for 2015 lacks fizz

Benefits will rise 1.7% next year, coming to about $20 extra per month. Some argue the increase won't even cover health care inflation

By Liz Skinner
INVESTING EQUITIES OCT 22, 2014
Holiday spending can't come soon enough for the economy, markets

On today's <i>Breakfast with Benjamin</i> menu: Investors banking on holiday spending. Plus: Less-secure Social Security, when gold and platinum run in stride, Facebook is now bigger than IBM, and the tired saga on endless office meetings.

By Jeff Benjamin
ADVISOR NEWS RETIREMENT PLANNING OCT 22, 2014
The new and improved Social Security statements

Unlike the previous version, the mailed one now highlights full retirement age.

By Mary Beth Franklin
RIAS PRACTICE MANAGEMENT OCT 21, 2014
Financial planning clients not getting what they pay for: study

Financial planning clients not getting what they pay for because of a lack of government-enforced professional standards, according to the study sponsor, the Financial Planning Coalition

By Mark Schoeff Jr.
ADVISOR NEWS OPINION OCT 21, 2014
Do we really need more deliberation on the fiduciary standard, commissioner?

It is time for the commission to get to work and craft a rule to make this policy a reality.

By Barbara Roper
RIAS PRACTICE MANAGEMENT OCT 21, 2014
GOP takeover of Senate could make fate of investment adviser issues unclear

A Republican majority would likely boost the passage of GOP-favored bills, but not the consideration of industry concerns.

By Mark Schoeff Jr.
RIAS PRACTICE MANAGEMENT OCT 21, 2014
Terminated $2.5 billion Merrill Lynch team plans to fight back

An elite private banking duo plans to take legal action accusing the wirehouse of wrongful termination last month, their attorney says.

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING OCT 21, 2014
Why financial advisers still hate reverse mortgages

While a lifesaver for some clients, they remain a high-fee trap for many.

By Bloomberg
INVESTING EQUITIES OCT 21, 2014
The secret Goldman Sachs tapes

How one brave federal regulator got the goods on the New York Fed's hands-off policy toward Goldman.

By Michael Lewis
INVESTING EQUITIES OCT 20, 2014
Vanguard's John Bogle beats the low-fee drum, takes a fresh swipe at active management

On Thursday's <i>Breakfast with Benjamin</i> menu: John Bogle says retirement plans will suffer under active management fees. Plus: Cheap oil's fallout hits gold prices, media hype overstates the Fed's taper tap-out, and more.

By Jeff Benjamin
RIAS RIA NEWS OCT 20, 2014
TD Ameritrade's Veo dashboard gets boost from big data

Firm looks to capitalize on adviser growth with tech upgrades, but no new robo-adviser in the offing.

By Trevor Hunnicutt
RIAS PRACTICE MANAGEMENT OCT 20, 2014
Morgan hires longtime Merrill broker

Thomas Forma previously managed more than $300 million along with his partner Kevin Nichols.

By Mason Braswell
RIAS PRACTICE MANAGEMENT OCT 20, 2014
Merrill snags $500 million team from UBS

Trio brought in $5 million in annual revenue at UBS and will join Merrill's elite private banking group. <i>See also: <a href=&quot;http://www.investmentnews.com/article/20141020/FREE/141029993/morgan-hires-long-time-merrill-broker&quot; target=&quot;_blank&quot;>Merrill loses longtime broker to Morgan Stanley</a>)</i>

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING OCT 20, 2014
For retirees, no relief in sight from low rates

Rates tumble as Federal Reserve's easy money policy keeps going

By InvestmentNews
RIAS PRACTICE MANAGEMENT OCT 20, 2014
SEC hits record enforcement actions in fiscal 2014

Mary Jo White credits aggressive enforcement and technology, but some question her regulatory zeal.

By Joyce Hanson
ADVISOR NEWS FINTECH OCT 20, 2014
Protecting client information is more than just a computer issue

Taking every precaution to guard against today's threats means focusing on both physical and electronic security.

By Sheryl Rowling