John Hancock Retirement Plan Services takes the cake among plan sponsors as a favored defined-contribution investment manager.
SRO claims brokerage did not have automated system to flag potential risk for clients
In a congressional hearing last week, witnesses and lawmakers expressed concern about how much it would cost to set up and operate an SRO.
Judge rejects bid to recoup $33 million in soured funding scheme for school's athletic department; life insurance policies taken on 27 donors
Federal agents searched the Indiana and Ohio offices of two companies owned by an Indianapolis businessman Tuesday, serving warrants a month after a newspaper questioned whether the Ohio firm is capable of repaying some $168 million owed to investors.
This quiz is based on several recent columns and articles from InvestmentNews that explore the use and performance of alternative investments, as well as developments in the retirement and 401(k) landscape.
Opponents of Bachus bill claim they're gaining momentum; the Congressman is not backing down, though
Puts outnumber calls 3 to 1; 'people are disillusioned'
Measure would create public pension for private workers; industry groups cite potential underfunded liabilities
Insurer faces asset liability management and longevity risks tied to pension obligations; 'credit negative'
Automaker also shifting balance of pension plan to Prudential
SEC, CFTC also said to be investigating bank's big blunder
Investment, tax strategies devised to minimize the bite; 'full employment law for taxpayers'
Bank of America sharpens Merrill Edge by adding 10 actively managed portfolios
In a surprise move, the Department of Labor backed off an earlier provision that tightened the standards governing brokerage account windows. The response of 401(k) advisers and consultants? Huzzah.
Open architecture and fund selection now commonplace; 'evolution'
A bit of advice to SEC Chairman Mary Schapiro, who has made it abundantly clear that she intends to make further changes to regulations governing money market funds: Quit while you are ahead.
Labor Department now shooting to issue proposal during the first half of the year; request for IRA info could gum up the works
