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KeyCorp names Joe Calabrese investments head as wealth unit expands
INDUSTRY NEWS MAY 13, 2016
KeyCorp names Joe Calabrese investments head as wealth unit expands

By Bloomberg
Take 5: Allianz's El-Erian says Hillary Clinton has best economic plan
EQUITIES MAY 13, 2016
Take 5: Allianz's El-Erian says Hillary Clinton has best economic plan

Five candid responses on the Fed, the economy, and how to invest $1 million

By Jeff Benjamin
EQUITIES MAY 13, 2016
What's driving the decade of outflows from actively managed mutual funds

Much of the movement away has been led by advisers looking for cheaper and easier ways to build client portfolios.

By Jeff Benjamin
BROKER DEALERS MAY 13, 2016
The LPL stock buyback that launched a lawsuit

Chairman and CEO Mark Casady downplays the timing and execution of 4.3 million share buyback

By Bruce Kelly
Many Americans still clueless about 529 plans
RETIREMENT PLANNING MAY 12, 2016
Many Americans still clueless about 529 plans

About 72% of Americans cannot identify the savings plans as being for college savings, a new survey shows.

By Liz Skinner
Columbia Threadneedle to buy Emerging Global Advisors
EMERGING MARKETS MAY 12, 2016
Columbia Threadneedle to buy Emerging Global Advisors

EGA is a provider of emerging markets smart-beta funds.

By John Waggoner
RETIREMENT PLANNING MAY 12, 2016
Donald Trump's focus on U.S. debt could hurt retirement accounts

Plus: Hedge fund manager still raking in the big bucks, another Bernie Sanders gaff, and making sense of smart beta

By Jeff Benjamin
Former Wells Fargo broker agrees to Finra ban
REGULATION AND LEGISLATION MAY 12, 2016
Former Wells Fargo broker agrees to Finra ban

Christopher Pierce allegedly stole from customers at Wells Fargo Bank

By Christine Idzelis
How to become a Social Security expert
RETIREMENT PLANNING MAY 12, 2016
How to become a Social Security expert

Training programs available for various levels of experience and interest.

By Mary Beth Franklin
Financial advisers unfazed by a possible Donald Trump presidency
REGULATION AND LEGISLATION MAY 12, 2016
Financial advisers unfazed by a possible Donald Trump presidency

At the moment, however, many advisers are taking a wait-and-see position.

By John Waggoner
Move over, Puerto Rico. Illinois, New Jersey and other states face municipal bond woes, too
MUTUAL FUNDS MAY 12, 2016
Move over, Puerto Rico. Illinois, New Jersey and other states face municipal bond woes, too

Those as well as energy-producing states are seeing worsening balance sheets.

By John Waggoner
Obama daughter set for gap year before Harvard, but it's not for everyone
RETIREMENT PLANNING MAY 12, 2016
Obama daughter set for gap year before Harvard, but it's not for everyone

Financial advisers say taking a year off needs to be structured to pay off.

By Liz Skinner
PRACTICE MANAGEMENT MAY 12, 2016
College debt is a burden to all

Advisers can help parents and students minimize the amount of debt that will follow them long after graduation day.

By Andrew Leigh
INDUSTRY NEWS MAY 12, 2016
Feds seek to make it easier to restructure student loan payments

Government to help borrowers better understand their repayment options.

By Liz Skinner
RETIREMENT PLANNING MAY 11, 2016
Think twice before you co-sign for a loan or credit card

Survey shows that 38% of co-signers had to make payments and 28% ended up damaging their credit scores.

By Bloomberg
Finra targeting mutual fund overcharges in broker-dealer sweep
MUTUAL FUNDS MAY 11, 2016
Finra targeting mutual fund overcharges in broker-dealer sweep

Regulator is looking into whether firms have a process and supervisory procedures in place to waive fees.

By Greg Iacurci
Daniel Tully, Merrill Lynch ex-CEO torn by the firm's fate, dies at 84
INDUSTRY NEWS MAY 11, 2016
Daniel Tully, Merrill Lynch ex-CEO torn by the firm's fate, dies at 84

Retired as chairman in 1997 after 42 years at the brokerage

By Bloomberg
INDUSTRY NEWS MAY 11, 2016
Donald Trump builds lead as top pick for president as field narrows: InvestmentNews poll

Donald Trump is the frontrunner, Clinton is behind and some don't plan on voting.

By Alessandra Malito
EQUITIES MAY 11, 2016
High-frequency trading has made the stock market better for investors

<i>Breakfast with Benjamin</i> If you're happy with the stock market, you can thank the existence of high-frequency trading.

By Jeff Benjamin
INDUSTRY NEWS MAY 11, 2016
How a Trump presidency could affect your money

Here's a rundown on how the Republican candidate could affect everything from your purchasing power to your job and investments.

By Bloomberg