Her work as a prosecutor and later as a defense lawyer has given her insights into the strengths and weaknesses of the securities law and regulations that will inform her decisions.
With the November election in the rear-view mirror, what can retirement plan sponsors and participants expect in 2013? This new white paper from Invesco explores.
When it comes to investing, most individuals focus simply on the bottom line – the rate of return generated and how much money they made. Many investors don't consider that the companies in which they invest may violate their strong personal beliefs, according to Ave Maria Funds.
This white paper, sponsored by Principal Funds, examines three technical drivers that will potentially create attractive investment opportunities in the preferred securities market over the next two to five years.
How investors can harness emotions for better investment decisions
Investment advisers stopped legislation last year that would establish a self-regulatory organization to oversee them by making their presence felt on Capitol Hill. They're keeping it up this year.
Market strategist turned adviser says many similarities today to early '80s bull.
Kicker Russell Erxleben allegedly made false promises about WWI German bearer bonds and a Paul Gauguin painting
Stifel Financial Corp. is in exclusive talks to buy Regions Financial Corp.'s Morgan Keegan brokerage after prevailing over private-equity bidders, said people with knowledge of the matter.
Stifel Financial Corp., which increased its brokerage force by 23% in the past year, won't be as buffeted as many analysts expect if regulators impose a fiduciary standard on brokers, the company's chief executive said today.
Executives at Genworth Financial took another step in their downsizing with the announcement of the much-anticipated sale of its wealth management unit. Who bought it? Darla Mercado has the details.
After receiving a fair amount of negative comments from reps, Finra is backtracking on its plan to end the 5% markup rule.
