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RIAS JAN 31, 2013
TD 2013 Live! Nally says RIAs replacing wirehouses as newbie destination

Brokerage rolling out several programs to reach young advisers

By John Goff
RETIREMENT PLANNING JAN 31, 2013
Barro: In flap over 'Makers and Takers,' Ryan a faker

Rep.'s attacks on Obama's 'twist of terms' feature some twists of his own

By Josh Barro
Credit-worth of Genworth gets worse, nears junk
RETIREMENT PLANNING JAN 31, 2013
Credit-worth of Genworth gets worse, nears junk

S&P lowers rating on insurer to lowest investment-grade level

By John Goff
Genworth latest to rein in LTC insurance offerings
RETIREMENT PLANNING JAN 31, 2013
Genworth latest to rein in LTC insurance offerings

Carrier to suspend sale of lifetime benefits, 10-pay versions of product; changes to kick in July 29

By Darla Mercado
RIAS JAN 30, 2013
TD 2013 Live!: By overlooking security holes, advisers put clients at risk

Speaking at TD Ameritrade's annual conference, security experts said unsecured servers and lame passwords are putting advisers' clients at risk

By DJAMIESON
REGULATION AND LEGISLATION JAN 30, 2013
Without road map, tax reform veers all over

New Year's Eve legislation that averted trillions of dollars of automatic tax increases and spending cuts was brimming with provisions that permanently extended many Bush administration tax cuts. What was missing, however, was language that provided direction on comprehensive tax reform. All kinds of ideas are filling the void.

By Mark Schoeff Jr.
RETIREMENT PLANNING JAN 29, 2013
Retirement income shortcuts not always best route

it is understandable when people rely on simple retirement maxims to get past their insecurities and fears. Unfortunately, those adages are often a poor fit.

By Dune Thorne
Finra seeks comments on bonus disclosure plan
REGULATION AND LEGISLATION JAN 29, 2013
Finra seeks comments on bonus disclosure plan

Finra is seeking comments on its controversial bonus disclosure plan. Don't expect any love letters.

By DJAMIESON
Aviva-Athene deal prompts hope, certainty for insurance agents
RETIREMENT PLANNING JAN 29, 2013
Aviva-Athene deal prompts hope, certainty for insurance agents

Fingers crossed for product enhancements, ratings upgrades.

By Darla Mercado
Another ratings cut for big seller of indexed annuities
RETIREMENT PLANNING JAN 29, 2013
Another ratings cut for big seller of indexed annuities

Moody's lowers financial strength grade for Aviva Life; third reduction in three months

By Darla Mercado
Guggenheim's Security Benefit Life climbs among top fixed-annuity players
RETIREMENT PLANNING JAN 29, 2013
Guggenheim's Security Benefit Life climbs among top fixed-annuity players

Hot third-quarter indexed-annuity sales help propel industry, PE-backed insurers show staying power

By Darla Mercado
REGULATION AND LEGISLATION JAN 29, 2013
New SEC boss Walter may not be lame duck

Many observers think newly designated SEC chair Elisse Walter will be a lame-duck boss. They may be wrong. <a href=http://www.investmentnews.com/article/20121127/FREE/121129970>Dwyer: Krawcheck, please</a> &amp;raquo;

By Mark Schoeff Jr.
Confirmed: Aviva seeks buyer for U.S. annuity and life ops
RETIREMENT PLANNING JAN 29, 2013
Confirmed: Aviva seeks buyer for U.S. annuity and life ops

By Darla Mercado
Advisers reject NBA retirement plan
RETIREMENT PLANNING JAN 29, 2013
Advisers reject NBA retirement plan

Say league is tossing up a brick with reliance on annuities; 'solution of last resort'

By Darla Mercado
Financial planner involved in NBA players' union probe: Report
REGULATION AND LEGISLATION JAN 29, 2013
Financial planner involved in NBA players' union probe: Report

Union paid $4.8M to members of union chief's family for financial planning, legal services

By Doug Cubberley
INDUSTRY NEWS JAN 29, 2013
Advisers help NBA players stay in the money game

When the National Basketball Association draft is held Thursday, it will turn several men, some still teens, into millionaires.

By Bloomberg
REGULATION AND LEGISLATION JAN 28, 2013
Live! OneVoice2013: Fiduciary rule tops FSI's 2013 priority list

Regulatory reform and protecting independent contractor reps also big.

By Bruce Kelly
RIAS JAN 28, 2013
Family office manages Joseph Goebbel's vast family wealth

Step-grandchildren said to be worth a staggering $6B; 'have to live with the name'

By John Goff
EQUITIES JAN 28, 2013
Bulls running wild — so when's the correction?

Fund managers the most optimistic in two years, survey finds; vulnerability on the rise, too

By JKEPHART
Finra seeks to tighten arbitrator rule
REGULATION AND LEGISLATION JAN 28, 2013
Finra seeks to tighten arbitrator rule

Finra wants to tighten up its arbitration procedure. For starters, the self-regulator aims to bar hedgies and mutal fund executives from panels.

By DJAMIESON