The CEO sees taxes rising for individuals and companies, and predicted the corporate rate will be raised from the current 21% up to 28% or 29%
Mediators will work remotely for $100 an hour; so far, 85 agree to participate
The digital wealth management platform had been up for sale since January
Some firms said they will never go back to the way things were before the pandemic
Interactive software helps advisers initiate planning discussions with clients
InvestmentNews Chief Content Officer George Moriarty talks about how annuity sales fared during the first quarter
Tiffany Larew describes how the firm's employees raised $145,000 to aid U.S. nonprofits helping those most hurt by pandemic's fallout
Spencer Sullivant, a former Waddell & Reed rep, was also suspended for 18 months
As advisory firms become more comfortable with using digital tools, new tech could make some jobs obsolete
The move by Winston Wealth, a hybrid managing $300 million, follows a similar shift last week by JFC Financial
The firm suggests buying U.S. and emerging market debt and averaging into select stock sectors
Heavyweights backing Members Exchange, which include Morgan Stanley, hope the venture will reduce the cost of market data
The stress involved in working with clients in the current environment is considerable, and firm culture and support are key factors
Finra and state administrators are set to launch online testing for Series 6, 7, 63, 65 and 66 exams
InvestmentNews' CEO talks about how InvestmentNews has used technology to better engage advisers during this unique time
The economic slowdown resulting from COVID-19 will cut into the program’s revenue and boost its expenses
Michael Mountjoy was also suspended for six months by the regulator
Kristen Lucas is sending hand-drawn cards from her daughter to Luma Wealth clients who are living alone in quarantine
Environmental, social and governance bond issuance increased 272% in April from a year ago
Western International will pay $325,000 and have its compliance methods reviewed
