Advisor News

Displaying 26713 results
BlackRock's Larry Fink says it's time to use fiscal policy to spur growth
REGULATION AND LEGISLATION APR 21, 2016
BlackRock's Larry Fink says it's time to use fiscal policy to spur growth

"We're harming savers worldwide with low and negative interest rates," he says.

By Michael P. Regan
Fate of Prince's estate uncertain following his death
RETIREMENT PLANNING APR 21, 2016
Fate of Prince's estate uncertain following his death

A complicated process to value the music icon's estate hinges on future royalties.

By Greg Iacurci
Podcast: How 1,023-page DOL fiduciary rule flies in the face of Earth Day
REGULATION AND LEGISLATION APR 21, 2016
Podcast: How 1,023-page DOL fiduciary rule flies in the face of Earth Day

Bradford Campbell, an ERISA attorney and former head of the Employee Benefits Security Administration, discusses how the Labor Department's new fiduciary rule flies in the face of the Earth Day celebration, due to thousands of pages of required disclosures and printouts of the regulation's text.

By Greg Iacurci
Annually rebalancing client portfolios hurts performance: Pinnacle's Michael Kitces
RETIREMENT PLANNING APR 21, 2016
Annually rebalancing client portfolios hurts performance: Pinnacle's Michael Kitces

Speaking Monday at the IMCA annual conference in Orlando, Mr. Kitces questioned regular rebalancing and said in one case doing nothing was the better bet.

By Jeff Benjamin
Podcast: Lawsuit challenging DOL rule change is imminent
REGULATION AND LEGISLATION APR 21, 2016
Podcast: Lawsuit challenging DOL rule change is imminent

<i>InvestmentNews</i> debates whether the battle over holding advisers to a strict fiduciary standard for retirement accounts will end up in court. <i>(More: <a href="//www.investmentnews.com/section/fiduciary-focus&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">Coverage of the DOL rule from every angle</a>)</i>

By InvestmentNews Staff
New DOL fiduciary rule, robo-advice dominate adviser concerns at SIFMA conference
REGULATION AND LEGISLATION APR 21, 2016
New DOL fiduciary rule, robo-advice dominate adviser concerns at SIFMA conference

Lobbying group talks about priorities at private client conference in New York.

By Christine Idzelis
Vanguard, Fidelity bank on robos, low-cost strategies to ride DOL fiduciary rule wave
PRACTICE MANAGEMENT APR 21, 2016
Vanguard, Fidelity bank on robos, low-cost strategies to ride DOL fiduciary rule wave

Mutual fund giants bank on low-cost index funds, robos to prosper in wake of the Labor Department's regulation.

By John Waggoner
What it takes to really have a digital advisory firm
FINTECH APR 21, 2016
What it takes to really have a digital advisory firm

A guide to understanding the spectrum of digitization at financial firms

By David Canter
PRACTICE MANAGEMENT APR 20, 2016
FPA nudged CFP Board to drop its automatic $25 donation

Although the board relented, it does have a $10 million fundraising goal for its new Center for Financial Planning.

By Mark Schoeff Jr.
The Financial Stability Oversight Council scrutinizes mutual fund liquidity, leverage in hedge funds
MUTUAL FUNDS APR 20, 2016
The Financial Stability Oversight Council scrutinizes mutual fund liquidity, leverage in hedge funds

Regulators concerned about systematic risk in a market rout.

By John Waggoner
What advisers can learn about technology from Guns N' Roses
FINTECH APR 20, 2016
What advisers can learn about technology from Guns N' Roses

We can communicate with clients through newsletters, emails and blogs or even videos and webinars, but it's more important to interact.

By Sheryl Rowling
'Fiduci-what?' Most clients don't know what the fiduciary duty really means
PRACTICE MANAGEMENT APR 20, 2016
'Fiduci-what?' Most clients don't know what the fiduciary duty really means

The more we do to help clients understand conflicts of interest, the better we can serve their interests.

By Carl Richards
INDEPENDENT BROKER DEALERS APR 20, 2016
RCS Capital to file bankruptcy this weekend

RCS Capital intends to make another round of bankruptcy filings that will include broker-dealer holding companies of its Cetera Financial Group firms.

By Bruce Kelly
Large Cetera Financial group bolts in wake of bankruptcy
INDEPENDENT BROKER DEALERS APR 20, 2016
Large Cetera Financial group bolts in wake of bankruptcy

Forty advisers from the Legend Equities Corp. are joining a firm that specializes in retirement plans for schools and other nonprofits.

By Bruce Kelly
Senator Elizabeth Warren rips SEC for allowing Steven Cohen to start new firm
MUTUAL FUNDS APR 19, 2016
Senator Elizabeth Warren rips SEC for allowing Steven Cohen to start new firm

Massachusetts Democrat calls Stamford Harbor a 'mockery' of the SEC's mission.

By Bloomberg
Debunking the top myths and misconceptions about Medicare
RETIREMENT PLANNING APR 19, 2016
Debunking the top myths and misconceptions about Medicare

Does Medicare cover long-term care? Is it as good as employer group insurance? Here are the answers to the top questions from advisers and clients.

By Katy Votava
RETIREMENT PLANNING APR 19, 2016
You messed up your tax return. Now what?

Correcting the return yourself could spare you some anxiety and paperwork in case the IRS does notice.

By Bloomberg
DOL fiduciary rule creates 'prime hunting season' for 401(k) specialists
RETIREMENT PLANNING APR 19, 2016
DOL fiduciary rule creates 'prime hunting season' for 401(k) specialists

Executives from broker-dealers and RIAs say the fallout would create opportunity for advisers specializing in 401(k) plans to steal business away from &#8220;generalist&#8221; advisers.

By Greg Iacurci
What plan sponsors want from retirement plan advisers
RETIREMENT PLANNING APR 19, 2016
What plan sponsors want from retirement plan advisers

Advisers can make themselves more valuable to employer clients by following these tips, according to a panel of plan sponsors at National Association of Plan Advisors' 15th annual 401(k) summit.

By Greg Iacurci
RETIREMENT PLANNING APR 19, 2016
Analyst sees gold hitting $3,000 an ounce over next three years

<i>Breakfast with Benjamin</i> Why one analyst predicts the precious metal will hit $3,000 an ounce over the next three years.

By Jeff Benjamin