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RIAS JUN 08, 2017
In the future, advisers will be at customers' beck and call

Investment management and financial planning will take a back seat to just making clients' lives easier.

By Liz Skinner
RETIREMENT PLANNING JUN 08, 2017
How the future of your retirement savings hinges on the fate of the fiduciary rule

While Washington wrestles with the fate of the fiduciary rule, the financial advice landscape remains supremely dangerous.

By Bloomberg
RETIREMENT PLANNING JUN 08, 2017
Where retirement advisers should focus their preparations for the DOL fiduciary rule

The fact that the impartial conduct standards are the sole requirement of BICE during the transition period speaks volumes to their importance to retirement advisers.

By Bloomberg
REGULATION AND LEGISLATION JUN 08, 2017
DOL fiduciary rule: What's wrong with the financial advice industry?

The concept of the rule has divided our industry in ways no one could have predicted.

By Mark Mersman
REGULATION AND LEGISLATION JUN 07, 2017
Rep barred for not disclosing $100 million in private transactions: Finra

By Bloomberg
INDUSTRY NEWS JUN 07, 2017
Bill Gross: US markets at highest risk levels since before financial crisis

Central bank policies are artificially driving up asset prices while creating little growth, according to the manager of the Janus Henderson Global Unconstrained Bond Fund.

By Bloomberg
REGULATION AND LEGISLATION JUN 07, 2017
Finra fines former Sterne Agee rep for VA violations

By Bloomberg
RETIREMENT PLANNING JUN 07, 2017
Labor Secretary Acosta: Concerns with DOL fiduciary rule 'not heard' during original rulemaking

A request for information sent yesterday to the Office of Management and Budget is the first step in reviewing the rule, Mr. Acosta said. <b>Plus, <a href=&quot;http://www.investmentnews.com/article/20170607/FREE/170609954/investment-adviser-association-members-take-complaints-about-dol&quot; style=&quot;color:#b10816&quot; target=&quot;_blank&quot;>Investment Adviser Association members take complaints about DOL rule to Capitol Hill</a>.</b>

By Greg Iacurci
FINTECH JUN 07, 2017
Cetera adding facial recognition software to help gauge clients' emotions

The tool is part of a series of upgrades that the Los Angeles-based firm is making to its technology platform for advisers.

By Liz Skinner
INDUSTRY NEWS JUN 07, 2017
Lebenthal CEO and brother step down

By Bloomberg
REGULATION AND LEGISLATION JUN 07, 2017
Investment Adviser Association members take complaints about DOL fiduciary rule to Capitol Hill

The organization supports the underlying goals of the DOL rule, but thinks it should be &quot;more appropriately tailored&quot; to investment advisers.

By Mark Schoeff Jr.
INDUSTRY NEWS JUN 07, 2017
Infrastructure funds building gains

But probably not from government's infrastructure plans.

By John Waggoner
MUTUAL FUNDS JUN 07, 2017
DOL fiduciary rule: Edward Jones changing stance on mutual fund commissions in IRAs

The brokerage cites &quot;additional flexibility&quot; granted by the DOL in recent guidance as a determining factor.

By Greg Iacurci
RETIREMENT PLANNING JUN 06, 2017
How much you need to earn to comfortably afford both college and life

Tuition versus cost of living in the U.S., state by scary state.

By Bloomberg
ALTERNATIVES JUN 06, 2017
Commodity funds a tough sell, while managed futures hold out some hope

Commodity funds have lost an average 8.7% a year over the past five years.

By John Waggoner
REGULATION AND LEGISLATION JUN 06, 2017
Ameriprise slashes number of funds available to advisers ahead of DOL fiduciary rule

The firm is cutting more than 1,500 funds that no longer meet its due diligence standards.

By Bruce Kelly
RETIREMENT PLANNING JUN 05, 2017
Social Security cost-of-living adjustment predicted for 2018

But a significantly higher increase would not make up for the negative impact rising inflation has had on seniors' buying power.

By Mary Beth Franklin
INDUSTRY NEWS JUN 05, 2017
Investors do better with low-cost funds: Morningstar

Low-cost funds and automatic investing programs can help narrow gap between fund performance and investors' returns.

By InvestmentNews
RETIREMENT PLANNING JUN 05, 2017
Are we calculating investor underperformance in the right way?

One retirement study needs to make its results more meaningful in terms of actually identifying voluntary poor behavior.

By Wade D. Pfau
PRACTICE MANAGEMENT JUN 05, 2017
SEC charges Alpine Securities with failure to file suspicious activity reports

Agency says Utah broker-dealer failed to document suspicious microcap stock trades

By InvestmentNews