Claiming rules have evolved since 2015 Supreme Court decision.
Lawsuit alleged brokerage firm misused investor funds in financing the failed Jay Peak ski resort.
Fidelity Investments, the largest record keeper, extended its dominance in 2016.
Any significant changes would likely spur a lawsuit, and the courts have been tougher on regulators when they reverse course on rules after a new president comes into office.
The addition of WealthTrust's $6.4 billion in AUM lifts HighTower's total to nearly $46 billion, a nearly four-fold increase from four years ago.
401(k) plans have changed markedly over the past few decades, through the proliferation of mutual funds and the growth of target-date funds and automatic plan-design features. What's next?
Legendary endowment chides "fee bashers," saying what really matters is net returns. But traditional styles of active management are now available as low-cost index, or smart beta, funds.
The president's advisers have signaled he'll sign a bill to make it unlikely that state auto-IRAs are put into place as well.
Your tax information is far more valuable than your credit card data.
New online courses explain crucial retiree health care issues for advisers.
Spoiler: The U.S. is not number one.
As a result of the DOL fiduciary delay, the bank said customers could continue to use financial advisers as they had in the past.
Self-regulator wants to encourage capital-raising while still protecting investors.
Connecticut man raided his client's account in $1.2 million theft.
The contest involved persuading customers to take out securities-based loans in which they borrowed against the value of their portfolios.
DOL fiduciary rule inspires questions about whether annuity transactions' current suitability standard is sufficient.
Developments in the excessive-fee lawsuit highlight the duty to monitor investments and the duty of a prudent trustee to be cost-conscious.
A state-level mandatory retirement plan will not solve the problem of Americans not saving.
