Advisor News

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RIA NEWS MAY 05, 2013
Savant Capital takes advice online

Advisory firm now offering online version of investment advice available at offices.

By Liz Skinner
RETIREMENT PLANNING MAY 05, 2013
Social Security software firm offering new service levels

By Mary Beth Franklin
FINTECH MAY 05, 2013
Mining LinkedIn for rollover assets

By MFXFeeder
OPINION MAY 05, 2013
Beware the transaction tax proposal

The industry needs to remain on guard for proposals from lawmakers seeking to squeeze more coin out of existing revenue streams, or open up new ones.

By MFXFeeder
WIREHOUSES MAY 05, 2013
UBS wealth unit reports record profits, inflows

By DJAMIESON
RETIREMENT PLANNING MAY 05, 2013
Float suit vs. Fidelity

By Darla Mercado
REGULATION AND LEGISLATION MAY 05, 2013
Franken to SEC: Ban mandatory arbitration

By Mark Schoeff Jr.
MUTUAL FUNDS MAY 05, 2013
White offers little on future of MM reform

By Mark Schoeff Jr.
WIREHOUSES MAY 05, 2013
Outlook good for wirehouses

By AOSTERLAND
ALTERNATIVES MAY 05, 2013
Finra: REIT information misleading

By Bruce Kelly
PRACTICE MANAGEMENT MAY 05, 2013
UBS elevates Mathews to oversee ultra high-net-worth business

Former regional director replaces Chandler, who will run wealth management.

By Darla Mercado
WIREHOUSES MAY 05, 2013
Influential bank analyst says wirehouses looking good

Bank analyst sees wirehouses as big winners in wealth-management industry recovery. Light at the end of the tunnel?

By AOSTERLAND
WIREHOUSES MAY 05, 2013
UBS wealth management announces record profits, new money

Focus on wealth and asset management paying off as revamp from capital-heavy activities accelerates.

By DJAMIESON
REGULATION AND LEGISLATION MAY 04, 2013
Supremes may decide Finra-Schwab scuffle

The battle between Finra and Schwab over class-action waivers is not done. Lawyers say the case could get swept up in the national debate over consumer rights -- and ultimately end up before the Supreme Court.

By DJAMIESON
REGULATION AND LEGISLATION MAY 04, 2013
Schwab's class action win a blueprint for other firms

More brokerage firms are expected to demand that customers give up their right to file class actions against them

By DJAMIESON
RETIREMENT PLANNING MAY 03, 2013
More Americans giving up citizenship to dodge taxes

But financial advisers warn such moves could cost you more

By Liz Skinner
RETIREMENT PLANNING MAY 03, 2013
Is renouncing U.S. citizenship financially favorable?

New data indicates more Americans are deciding that the cost of hanging on to U.S. citizenship is too much of a tax burden.

By Liz Skinner
RIA NEWS MAY 03, 2013
UBS listening to shareholders on wealth management split

A powerful shareholder thinks UBS should hive off its investment bank. Given the recent stellar performance of the company's wealth management business, this isn't such a whacky idea.

By Gregory Crawford
REGULATION AND LEGISLATION MAY 03, 2013
Raymond James' Helck warns of state-level financial transaction taxes

Momentum building in Washington as some see Internet sales tax as opening a door.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION MAY 03, 2013
Walter says SEC puts priority on lifting Reg D ad ban

Republicans express frustration with slow pace, missed deadline

By cmollison