Advisor News

Displaying 22829 results
ADVISOR NEWS RETIREMENT PLANNING FEB 27, 2009
Utilities are slashing dividends, analyst says

The utilities sector is no longer the slam dunk it once was when it comes to generating income for investors.

By Bloomberg
RIAS INDUSTRY NEWS FEB 27, 2009
Obama tax plan winner? Tax-managed funds

President Obama’s proposal to raise taxes on affluent households, detailed in his budget plan today, could be a boon for tax-managed mutual funds.

By Bloomberg
INVESTING LIFE INSURANCE AND ANNUITIES FEB 26, 2009
Ohio to relax accounting rules for 20 insurers

The Ohio Department of Insurance has confirmed it will provide temporary reserve relief for 20 insurance companies headquartered in the state.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION FEB 26, 2009
Analysts united: Citi deal bad for bank stocks

Many analysts and money managers wondered what impact nationalization would have on other bank stocks.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 26, 2009
Fearing low turnout, FPA cuts conference fee

The Financial Planning Association has lowered the registration fee for one of its upcoming conferences in light of the downturn in the economy.

By Bloomberg
RIAS INDUSTRY NEWS FEB 26, 2009
Phillies send relief for lefty pitcher

The World Series champion Phillies are relieving one of their pitchers, whose cash is frozen in the wake of the alleged $8 billion fraud committed by R. Allen Stanford.

By D Hampton
ADVISOR NEWS RETIREMENT PLANNING FEB 26, 2009
Fidelity: Matching contributions key to 401(k) participation

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 25, 2009
Advisers, adopt Obama’s tone

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION FEB 25, 2009
Obama begins 'stress tests' of banks

Obama administration begins "stress tests" to gauge the health of America's biggest banks.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 25, 2009
Financial planning is art: Techies

While financial planning software has helped streamline operations, experts encourage advisers to keep the client experience in mind.

By Bloomberg
RIAS PRACTICE MANAGEMENT FEB 25, 2009
Major leaguer broke because of Stanford scandal

Scott Eyre, a left-handed relief pitcher with the reigning World Series champion Philadelphia Phillies, has joined the roster of major-league players ensnared by the Stanford Financial scandal.

By Bloomberg
INVESTING LIFE INSURANCE AND ANNUITIES FEB 24, 2009
Regulators anticipate new rules for insurers

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION FEB 24, 2009
Congressional watchdog slams bailout

In the first watchdog criticism of the Obama administration’s handling of the financial bailout, the head of a congressional oversight panel said the new Treasury Department plan “lacks crucial details,” especially about how it will treat toxic securities held by banks.

By Bloomberg
ADVISOR NEWS WIREHOUSES FEB 24, 2009
Smith Barney seeks restraining orders against four ex-reps

Smith Barney, facing a rising number of broker departures from its branches, this month hit four ex-reps and a rival broker-dealer with a lawsuit.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 24, 2009
Today’s worst funds will be tomorrow’s best, analyst says

When combing through new investment ideas, advisers would be wise not to ignore mutual funds and separate-account strategies at the bottom of the heap.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION FEB 24, 2009
NYSE may allow penny stocks

With many major companies trading in penny-stock territory, the New York Stock Exchange is considering relaxing a rule that requires shares to trade above a dollar.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 23, 2009
Fewer Americans saving for retirement, survey says

A declining percentage of Americans believe they are saving enough for retirement, according to a survey released today by the Consumer Federation of America.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION FEB 23, 2009
Obama to tap ex-Secret Service agent to oversee stimulus plan

A former Secret Service agent is expected to be named chairman of the organization overseeing the federal-economic-stimulus-plan spending.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 23, 2009
Richest 401(k) participants hit hardest

While all 401(k) investors have sustained significant losses in the last year, no one has suffered more than the wealthiest 401(k) participants.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 23, 2009
Presenting retirement services to targeted companies

The challenge: Because of the increase in corporate layoffs, retirement plan rollovers are becoming bigger than ever.

By Bloomberg