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ALTERNATIVES DEC 02, 2012
Private-equity set does tax tango

By Bloomberg
RETIREMENT PLANNING NOV 30, 2012
Mary Beth Franklin: Advisers unaware of this Social Security twist

Claiming spousal benefits often leads to larger check than expected

By Mary Beth Franklin
RETIREMENT PLANNING NOV 30, 2012
Pension advocacy group calls for temporary halt to lump-sum buyouts

Over the last few months, several large companies, let by auto giants Ford and GM, announced plans to spin off their traditional pension plans by transferring their liabilities to an insurance company or offering lump-sum payouts to retirees and certain former workers. Verizon was the latest corporation to hop on the de-risking bandwagon, prompting calls from a leading pension advocacy group to halt such actions until Congress can review the impact on workers and retirees

By Mary Beth Franklin
Good Friday for Gundlach as police recover stolen art
INDUSTRY NEWS NOV 30, 2012
Good Friday for Gundlach as police recover stolen art

In a twist that will cheer art aficionados -- and Jeffrey Gundlach -- police recovered all the paintings stolen from the bond king's home earlier in the month. The value of the DoubleLIne boss' remarkable collection? About $10 million. | <a href=http://www.investmentnews.com/gallery/20120927/FREE/927009999/PH>View the paintings</a> &amp;raquo;

By John Goff
Another high-profile exit from MSSB
WIREHOUSES NOV 30, 2012
Another high-profile exit from MSSB

Another high-profile defection from MSSB as a $600M team jumps to HighTower

By DJAMIESON
RETIREMENT PLANNING NOV 29, 2012
Ex-wives not X'd out of Social Security survivor benefits

Still subject to age and earnings cap limits; other restrictions may apply

By Mary Beth Franklin
Boutique lands two veteran teams from Merrill
RIAS NOV 29, 2012
Boutique lands two veteran teams from Merrill

A boutique hybrid firm snags a pair of veteran adviser teams from Merrill Lynch.

By AOSTERLAND
Finra to consider new disclosure rule
BROKER DEALERS NOV 29, 2012
Finra to consider new disclosure rule

Finra eyes requiring the disclosure of recruiting incentives to clients | <b>Sarch:</b> <a href=http://www.investmentnews.com/article/20121129/BLOG01/121129937>Transparency for bonuses? Bring it on! &amp;raquo;</a>

By DJAMIESON
Merrill growing the herd with training program
WIREHOUSES NOV 29, 2012
Merrill growing the herd with training program

Revamped structure already seen paying off; 'core to our strategy'

By AOSTERLAND
Seeking fee boost, MetLife to run money for big investors
RETIREMENT PLANNING NOV 29, 2012
Seeking fee boost, MetLife to run money for big investors

Insurer to pull back from cash-heavy products like variable annuities

By Gregory Crawford
RETIREMENT PLANNING NOV 28, 2012
Remodeling as retirement planning

'Aging in place' is growing trend as retirees prefer to stay put.

By Gregory Crawford
RIAS NOV 28, 2012
Can performance evaluations in the workplace really be painless?

Cutting-edge firms are adopting three primary perspectives that transform organizations into firms where employees look forward to the annual feedback ritual, leading to enhanced individual and firm performance.

By Marnie E. Green
RIAS NOV 28, 2012
Top adviser Q&A: Zachary Abraham

By Paul Menchaca
Jeremy Grantham offers most-depressing forecast ever
INDUSTRY NEWS NOV 28, 2012
Jeremy Grantham offers most-depressing forecast ever

In his latest prediction, legendary strategist Jeremy Grantham offers what may be the most-depressing economic forecast ever. Happy Thanksgiving!

By DJAMIESON
IRS eases retirement loan procedures for Sandy victims
RIAS NOV 28, 2012
IRS eases retirement loan procedures for Sandy victims

People affected by Hurricane Sandy, or their close relatives, can tap qualified retirement plans without having to follow certain procedures for hardship withdrawals, the Internal Revenue Service said.

By Liz Skinner
Evercore Wealth snags Mt. Eden in West Coast expansion
RIAS NOV 28, 2012
Evercore Wealth snags Mt. Eden in West Coast expansion

Latest RIA deal as managers look to beat capital gains hike

By Bruce Kelly
In auction of fraudsters' treasures, guitars the stars
REGULATION AND LEGISLATION NOV 28, 2012
In auction of fraudsters' treasures, guitars the stars

More than $350K raised in sale of vintage Les Pauls, Strats; proceeds to go to investors scammed by Rand family

By Darla Mercado
No fear factor as Roth IRA investors embrace risk
RETIREMENT PLANNING NOV 28, 2012
No fear factor as Roth IRA investors embrace risk

Sitting on far greater percentage of stocks than traditional IRA holders

By Darla Mercado
RETIREMENT PLANNING NOV 28, 2012
A better retirement withdrawal strategy — from the tax man

By Darla Mercado
REGULATION AND LEGISLATION NOV 28, 2012
Committee OKs bill to limit scope of municipal adviser regulation

Legislation that would limit the scope of regulation requiring municipal advisers to register with the Securities and Exchange Commission sailed through a congressional panel Wednesday.

By Mark Schoeff Jr.