Lu talks about her unconventional path to financial services, her passion for giving back and helping people and how she has applied this to every aspect of her financial services career.
Legislation impacting financial advisers tries to get traction amid impeachment, election
Fiduciary Trust Co. International to buy The Pennsylvania Trust Co.
A one-time income hike triggers a temporary high-income surcharge
The SECURE Act’s pooled employer plans provision will create a new market for investment advisory services
The $48 billion RIA adds another $618 million with Stratford Consulting deal
Fintech firms that are at least five years old are receiving more funding and are being acquired more often
MSCI rolls out principles of sustainable investing
Less than half of parents let their kids make real financial decisions, and that’s a problem
The five-person Dupre Keating Group joins offices in Pennsylvania and Delaware
James Ducharme, Michael Rowland join firm’s employee unit in Melbourne, Florida
The Swiss bank snags Wickham Cash Partners in Charlotte; reports $9 billion decline in net new money in Americas in Q4
And why it’s not happening
Behavioral finance continues to garner attention as more advisers seek ways to coach clients from making bad financial decisions based on emotions
RIAs should be prepared to provide extra guidance
InvestmentNews honors the icons and innovators who have shaped and transformed the financial advice profession
The sine qua non of an icon is his or her integrity and honor
The longtime Finra official served as acting enforcement chief since September
Help clients put their money where their mouths are
