House Speaker aims to ease doubts about likelihood of major tax overhaul.
Those who integrate technology throughout their firm are earning almost a quarter more than peers, Fidelity survey finds.
Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.
Lisa McAlister, former chief accounting officer at the REIT once controlled by Nicholas Schorsch, said Mr. Schorsch instructed Mr. Block to commit accounting fraud in a particular financial line item.
Some question whether brokers will drop the CFP mark or if the CFP Board will strictly enforce its new standard.
Attempts to suspend benefits can have disastrous results.
The legal victories come as asset managers are under fire for their dealings with retirement plans.
A single standard would both protect investors and simplify regulation.
The bipartisan legislation aims to encourage saving by fixing a wrinkle in existing law.
Financial advice will learn a lot from a world based on efficiency.
Former exec says he repeatedly warned of accounting mistakes in REIT financials
The measure, effective July 1, requires advisers to disclose any "profit or commission" they receive and make a "diligent inquiry" about a client's financial condition and goals.
Both young and old clients expect to be able to have digital interactions with their advisory firm.
Active managers are struggling in the face of the index-fund craze, fee compression and TDF dominance.
The plaintiff claims roughly 95% of investment options offered in the plan since 2011 were "unduly expensive" proprietary funds that led to less retirement savings for participants.
A former high-ranking executive testified that he repeatedly raised warnings of an accounting error at the real estate investment trust.
Finding the "right" amount depends on your other holdings, your appetite for risk and how close you are to retirement.
Mr. Lew, who served under the Obama administration from 2013 through the start of 2017, acknowledged the rule has "unintended consequences."
Advisers to gain better risk analysis to help meet DOL fiduciary rule requirements.
The big news, announcements and underlying trends and developments in technology for financial advisers and wealth management.
