Federal judge, who issued similar ruling in August, says agency could solve the problem easily.
What the state of adviser recruiting might look like in 2016, from the wirehouses to the independent space
Promising developments in the push to boost the number of advisers examined by the SEC each year
Advisers that embrace this disruption and offer a wider range of services will thrive and prosper in the digital age.
More than 40 million Americans are in a second or third marriage. Here's how to make sure you plan properly for your step family.
The Massachusetts senator and Rep. Elijah Cummings, D-Md., assert four large insurance companies are telling regulators and shareholders different tales.
Advice industry is in the early innings of what promises to be a new period of major technological change.
The amount of education debt held by people 65 and older ballooned to $18.2 billion in 2013, from $2.8 billion in 2005.
Fortress says infrastructure in Japan among bright spots of Abenomics
Michael Kitces explains how the president's fiscal 2017 budget affects retirement, estate and other tax law.
The U.S. Government Accountability Office estimates that half of all self-prepared individual tax returns contain at least one error, compared to 60% of returns completed by a paid preparer.
Here are a few scenarios that can help you guide your clients' decisions.
They agree with intent of possible legislation, but worry about compliance costs.
Bill Morrissey will return to solely focusing on recruiting and branch development, while Andy Kalbaugh will be in charge of relationship management and business consulting for LPL's reps and advisers.
The company is actively exploring breaking into a U.S. net-lease REIT, an international net-lease unit and an asset management company that creates nontraded REITS and other alts.
Genpact has partnered with Advizr, a financial planning software provider, to expand its reach with clients who want more interactive options to build a financial plan.
Organizations opposed to the fiduciary rule invested more in Capitol Hill outreach efforts last year, trying to convince Congress to stop the measure.
A bill that was introduced in 11 states this month may provide guidance and structure for accessing online accounts upon an individual's death.
Follow the late singer's lead and don't wait to plan for your loved ones until it is too late.
Regardless of how wealthy you are or how fiscally responsible your heirs, trusts can make sense.
