Deal for John D. Dovich & Associates in Cincinnati adds $600 million in AUM.
Announcement comes three years after bank offloaded its private client services unit to Raymond James.
Proponents, however, say products provide portfolio balance for retirement savers.
Kristofor Behn and his firm, Fieldstone Financial Management, charged with fraud.
Big firms creating business models that kinda, sorta, look like an RIA for advisers.
Advisers Christopher Sanders, Daniel Crews move with associate.
Legend Securities and its barred owner and reps ordered to pay.
Fee-only advisers who want to sell clients life insurance without a commission have few options available.
Study finds suboptimal timing costs $111,000 per household.
Regulator claims defendant lured five individuals with promise of up to 362% gain.
Tools and courses can help advisers guide clients through deadlines and choices
Firms are able to inflate projections of cash accumulation in IUL policies via bonuses and multipliers.
Former IFG rep Jeffrey Schwebach ordered to disgorge $19,534 plus interest.
The RIA technology will provide Merrill Private Wealth Management advisers with reporting on held-away assets.
Jason Sugarman is alleged to have directed a fraudulent scheme involving Native American tribal bonds.
The administration is working on a plan to index capital gains to inflation, and it might do so in a way that bypasses Congress.
If firms want to keep pace with changing investor demographics, they have to hire more diverse viewpoints.
Eleven-person Venture Visionary Partners is based in Toledo, Ohio
A change in the White House in 2020 could result in a reversal of new SEC advice reform rules, just as the last presidential transition left the DOL fiduciary rule dead.
Broker-dealer regulator saw 2.3% decline in investment portfolio.
