The 2016 banking scandal and public relations fiasco had alienated some of the firm's advisers.
California, New York, Oregon ask for rehearing by full 5th Circuit Court of Appeals.
'Professionals pretty much everywhere will probably outperform amateurs.'
Program has amassed nearly $3 million in just a few months.
Still owes $97 million; lawyer says he's 'cash strapped'; prosecutors say he's a 'deadbeat.'
Firm also experiences an almost 30% decline in number of brokers and advisers.
Adviser consents to permanent injunction; court will determine penalties.
Chinese bank unit fined $5.3 million over anti-money laundering laxity.
Regulator brought fewer actions in fiscal 2017, but touts a record $1 billion being returned to harmed investors.
Move will affect 54,000 policyholders with older policies.
Both firms have signed confidential nondisclosure agreements, allowing them to look at proprietary information that could lead to a merger
Three-adviser group in Franklin, Tenn., serves retirement plans.
Excessive fees, as well as the retention of a low-yielding money market fund, were at the heart of the lawsuit.
Former broker in San Francisco claims firm did not reimburse reps for expenses.
Morningstar, ClearBridge, Manning & Napier and Earth Equity join platform
The objective is developing superior client solutions while creating an environment worthy of advisers' and associates' best efforts.
More than half of those surveyed have not yet created an online Social Security account
Advisers say clients are wary of selecting Wells Fargo for record-keeping and investment-management services due to reputational risk.
Three-adviser TL Financial Group is based in Southgate, Mich.
A footnote in regulator's settlement letter to Fifth Third outlines factors affecting the size of the fine.
