She cites financial company leaders who have said they are prepared to comply with rule as is.
After a long stretch of calm, market-watchers brace for 'bumpy' ride.
This month's edition kicks off with the big news that Personal Capital has crossed $5B of AUM.
A firm's culture should be embraced and incorporated into daily interactions with clients.
The fee squeeze is at a tipping point, and 401(k) advisers need to adapt by being more diligent in assessing their profit margins and value proposition.
Regular training can help committee members understand their responsibilities to plan participants.
The SEC or Congress should consider forming an independent commission to consider Finra's future.
Most industries will go through four stages of consolidation as they mature over a 25-year period. Here's where record keepers and 401(k) advisers stand.
The regulator wields enormous power over the securities industry 
with little meaningful oversight.
Weather events are prompting sales of dams that cost homeowners $8,000 to $12,000, on average.
For someone with kids, both time spent in a nursing home and out-of-pocket costs are significantly lower than for those without children.
The Miami-based broker is also suspended for 15 days
Agency says he diverted elderly clients' money to his own accounts
How financial advisers can help clients face the threat of outliving retirement savings
Will cheaper prices entice buyers or will summer's slump continue?
Many of the cases concentrate on subadvisor fees.
Developing nations' equities poised for their best year since 2009
Internal memo details policies that discourage new advisers from using outside registered investment advisers.
The Department of Housing and Urban Development raises premiums, tightens borrowing limits for new loans to seniors.
