Quantopian provides tools, storage and protection for user-created algorithms
Three industry leaders and <i>IN</i> editor Fred Gabriel chat about the forces that are shaping the advisory business. <b>Also:</b> <a href="http://www.investmentnews.com/gallery/20130605/FREE/605009999/PH?issuedate=20130623&sid=AI">10 advisers who transformed the business</a>
Mandatory arbitration has been generating plenty of headlines lately, but SEC Commissioner Elisse Walter says the regulator won't be addressing the subject any time soon.
The pressure is mounting to get rid of mandatory arb contracts. The latest: State regulators are urging the SEC to toss a Finra ruling that upheld Charles Schwab's use of the waivers.
Some banks indicating they may shut accounts to ease compliance headaches.
Apparently, deferrals on 'blank slate' of Baucus and Hatch; robbing Peter to pay Paul?
Finra claims StateTrust charged unfair prices in 563 transactions
The bond market's struggles have ignited investor interest in fixed annuities, though the products come with warnings, as insurers deal with the same rate pressure as bond owners.
The two helped set up program targeting advisers who give preferential treatment to clients.
Consolidating five platforms into one; rollout expected in September.
Regulator asking for list of top 20 producing reps at the targeted B-Ds who use social media.
Broker-dealers, feeling the heat from regulators, are changing how they sell alternatives. Bruce Kelly has all the details.
Barnaby Grist was a high-profile — and defining — hire for Cetera Financial in 2010. A little more than three years later, the head of the brokerage's wealth management unit is leaving due to personal reasons.
Economy, Medicare factor into new Fidelity forecast but decline is only temporary
Finra has charged brokerage chief Tommy Belesis and his firm, John Thomas Financial, with fraud in a front-running scheme to make $1 million on a penny stock. Bruce Kelly has the story.
