Advisor News

Displaying 26712 results
OPINION DEC 02, 2012
Before the storm: Failure to have a viable succession plan no longer an option

By Ron Carson
RETIREMENT PLANNING DEC 02, 2012
MetLife B-D chief leaves company

The head of MetLife's broker-dealer operations has parted ways with the insurer. So far, the carrier's management has offered no explanation for the departure.

By Bruce Kelly
REGULATION AND LEGISLATION DEC 02, 2012
Fiscal cliff? Not gonna happen

By MFXFeeder
INDEPENDENT BROKER DEALERS DEC 02, 2012
Indie broker-dealers are identifying new talent

By MFXFeeder
RETIREMENT PLANNING DEC 02, 2012
Self-directed IRAs complex, but they can be profitable

By Bloomberg
FINTECH DEC 02, 2012
Riskalyze tool turns pro with new version for advisers

By Janowski Davis
REGULATION AND LEGISLATION DEC 02, 2012
New SEC head faces gridlock

When she takes over the SEC this month, Elisse Walter will both celebrate the crowning achievement of her regulatory career and confront her biggest political headache.

By Mark Schoeff Jr.
ALTERNATIVES DEC 02, 2012
Private-equity set does tax tango

By Bloomberg
RETIREMENT PLANNING NOV 30, 2012
Mary Beth Franklin: Advisers unaware of this Social Security twist

Claiming spousal benefits often leads to larger check than expected

By Mary Beth Franklin
RETIREMENT PLANNING NOV 30, 2012
Pension advocacy group calls for temporary halt to lump-sum buyouts

Over the last few months, several large companies, let by auto giants Ford and GM, announced plans to spin off their traditional pension plans by transferring their liabilities to an insurance company or offering lump-sum payouts to retirees and certain former workers. Verizon was the latest corporation to hop on the de-risking bandwagon, prompting calls from a leading pension advocacy group to halt such actions until Congress can review the impact on workers and retirees

By Mary Beth Franklin
Another high-profile exit from MSSB
WIREHOUSES NOV 30, 2012
Another high-profile exit from MSSB

Another high-profile defection from MSSB as a $600M team jumps to HighTower

By DJAMIESON
RETIREMENT PLANNING NOV 29, 2012
Ex-wives not X'd out of Social Security survivor benefits

Still subject to age and earnings cap limits; other restrictions may apply

By Mary Beth Franklin
Finra to consider new disclosure rule
INDEPENDENT BROKER DEALERS NOV 29, 2012
Finra to consider new disclosure rule

Finra eyes requiring the disclosure of recruiting incentives to clients | <b>Sarch:</b> <a href=http://www.investmentnews.com/article/20121129/BLOG01/121129937>Transparency for bonuses? Bring it on! &amp;raquo;</a>

By DJAMIESON
Merrill growing the herd with training program
WIREHOUSES NOV 29, 2012
Merrill growing the herd with training program

Revamped structure already seen paying off; 'core to our strategy'

By AOSTERLAND
Seeking fee boost, MetLife to run money for big investors
RETIREMENT PLANNING NOV 29, 2012
Seeking fee boost, MetLife to run money for big investors

Insurer to pull back from cash-heavy products like variable annuities

By Gregory Crawford
RETIREMENT PLANNING NOV 28, 2012
Remodeling as retirement planning

'Aging in place' is growing trend as retirees prefer to stay put.

By Gregory Crawford
IRS eases retirement loan procedures for Sandy victims
RIA NEWS NOV 28, 2012
IRS eases retirement loan procedures for Sandy victims

People affected by Hurricane Sandy, or their close relatives, can tap qualified retirement plans without having to follow certain procedures for hardship withdrawals, the Internal Revenue Service said.

By Liz Skinner
In auction of fraudsters' treasures, guitars the stars
REGULATION AND LEGISLATION NOV 28, 2012
In auction of fraudsters' treasures, guitars the stars

More than $350K raised in sale of vintage Les Pauls, Strats; proceeds to go to investors scammed by Rand family

By Darla Mercado
No fear factor as Roth IRA investors embrace risk
RETIREMENT PLANNING NOV 28, 2012
No fear factor as Roth IRA investors embrace risk

Sitting on far greater percentage of stocks than traditional IRA holders

By Darla Mercado
RETIREMENT PLANNING NOV 28, 2012
A better retirement withdrawal strategy — from the tax man

By Darla Mercado