State regulators angered by 'astonishing attack...on federalism'; some claim measure paves the way for Finra oversight
Next Financial Group Inc. has agreed to pay $2 million in restitution to clients who bought oil and natural gas private placements of Provident Royalties LLC.
Agree to return customer info in protocol flap; decision now rests with Finra panel
After strong growth in 2010 and 2011, VA sales are expected to slow as products become less attractive, guaranteed-withdrawal percentages slide and fees continue to skyrocket.
Insurer turns focus to tax deferral, alt investments and fee-based advisers
Fingers pointed at Morgan Stanley, Nasdaq -- and social networking company's top execs; owners got theirs
Dear slams 15% rate for PE firms, citing its 'gross unfairness'
Even with much higher rates, Bain had little trouble attracting capital
A same-sex marriage law that took effect July 24 in New York doesn't mean those couples can count on the same tax treatment that heterosexual unions receive, a discrepancy that some lawmakers and companies are seeking to mitigate.
The legalization of same-sex marriage last month in New York already is sending gay and lesbian couples to their financial planners for advice.
Moving from Wells Fargo's Financial Services Group to indie B-D
Facebook CEO worth $19.4B on day of IPO; now down to $14.7B
