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Senators Elizabeth Warren and Mike Lee introduce bill to help graduate students save for retirement
RETIREMENT PLANNING JUN 06, 2016
Senators Elizabeth Warren and Mike Lee introduce bill to help graduate students save for retirement

Bipartisan legislation would make it possible for students to save funds from stipends or fellowships in an IRA.

By Greg Iacurci
Diversifying the portfolio with real estate investments
INDUSTRY NEWS JUN 06, 2016
Diversifying the portfolio with real estate investments

But investors continue to sit on the sidelines, still spooked by the tumble in real estate values during the financial crisis and failing to realize that prices have not only fully recovered.

By Bob Champion
T. Rowe Price makes a $190 million misstep
MUTUAL FUNDS JUN 06, 2016
T. Rowe Price makes a $190 million misstep

Wrong vote in 2013 on Dell proxy costs shareholders.

By John Waggoner
Pimco's new catchphrase to sum up the global economy: stable, but not secure
ETFS JUN 06, 2016
Pimco's new catchphrase to sum up the global economy: stable, but not secure

Central bank policies showing signs of exhaustion, investment giant says.

By John Waggoner
Lawsuit could force delay to DOL fiduciary rule implementation
REGULATION AND LEGISLATION JUN 06, 2016
Lawsuit could force delay to DOL fiduciary rule implementation

Experts weigh plaintiffs' likely arguments versus Labor Department's legal standing and odds in court.

By Mark Schoeff Jr.
Two sides of the DOL fiduciary rule's 'Best Interest Contract Exemption' advisers must understand
RETIREMENT PLANNING JUN 06, 2016
Two sides of the DOL fiduciary rule's 'Best Interest Contract Exemption' advisers must understand

There are two different versions in the exemption, each with respective limitations and benefits that advisers and their institutions must master.

By Greg Iacurci
PRACTICE MANAGEMENT JUN 06, 2016
DOL official: Agency will consider changes to fiduciary rule if problems arise

Deputy assistant secretary Tim Hauser said the Labor Department has room to adjust the rule if problems arise.

By Mark Schoeff Jr.
Reinforcing the culture of compliance, industry-wide
PRACTICE MANAGEMENT JUN 06, 2016
Reinforcing the culture of compliance, industry-wide

By taking five steps, firms and their advisers can make sure they have addressed the corporate culture indicators on Finra's radar.

By Dale Brown
REGULATION AND LEGISLATION JUN 06, 2016
The Fiduciary Journey

By Mark Schoeff Jr.
BROKER DEALERS JUN 06, 2016
Weeding out rogue brokers

If the industry was really serious about getting rid of rogue brokers, it would do more both individually and through Finra.

By MFXFeeder
Wall St. critic Warren grills Finra's Ketchum on regulator's ability to protect investors
PRACTICE MANAGEMENT JUN 06, 2016
Wall St. critic Warren grills Finra's Ketchum on regulator's ability to protect investors

The U.S. senator raised doubts on Thursday about whether the financial industry can police itself.

By Mark Schoeff Jr.
Time to talk about financial wellness
RETIREMENT PLANNING JUN 05, 2016
Time to talk about financial wellness

Financial wellness is one of the hottest topics in the retirement industry today and at top of mind for many plan sponsors.

By David Eikenberg
RETIREMENT PLANNING JUN 05, 2016
Make clients aware of filial laws that could wreak havoc on the financial security of millions

Encourage clients to think ahead about how much financial responsibility they're willing to assume for their aging parents.

By MFXFeeder
Investors need to get smarter about their money post-DOL fiduciary rule: panel
REGULATION AND LEGISLATION JUN 03, 2016
Investors need to get smarter about their money post-DOL fiduciary rule: panel

By Alessandra Malito
Finra's BrokerCheck link mandate for adviser websites effective today
PRACTICE MANAGEMENT JUN 03, 2016
Finra's BrokerCheck link mandate for adviser websites effective today

Advisers and firms must clearly reference and link to regulator's search tool on their websites.

By Alessandra Malito
Megacaps now S&P 500's curse as smart beta gets payback
MUTUAL FUNDS JUN 03, 2016
Megacaps now S&P 500's curse as smart beta gets payback

Equal-weighted index beats S&P 500 by most in three years.

By Bloomberg
Fidelity 401(k) lawsuit could up ante for plan advisers
RETIREMENT PLANNING JUN 03, 2016
Fidelity 401(k) lawsuit could up ante for plan advisers

Advisers need to scrutinize any sort of markup on a platform they're recommending, making sure it is reasonable.

By Greg Iacurci
RETIREMENT PLANNING JUN 03, 2016
Serving as trustee could put you at risk

When things go awry among family members or with the assets held in trust, trustees can get sued

By Michael J. Gill, Richard Campbell and Kathleen M. Przywara
Stop lying to yourself about value investing
OPINION JUN 03, 2016
Stop lying to yourself about value investing

Value stocks never have and never will dance to the rhythm of business or market cycles.

By Nir Kaissar
Perez, Norquist and others react to anti-DOL fiduciary rule lawsuit
REGULATION AND LEGISLATION JUN 03, 2016
Perez, Norquist and others react to anti-DOL fiduciary rule lawsuit

Groups for and against the rule sound off on the latest development in the DOL's attempt to create a fiduciary standard for retirement advice.

By Tanvi Acharya